Practice Areas

'34 Act Registration
401(K) Securities Litigation
Accelerated Filers
Accounting Overview
Accredited Investor
ADRs
Advance Notice Bylaws
Advancement of Legal Fees
AIM Market
Analyst Research/Days
Annual Shareholders' Meetings
Anti-Bribery
Artificial Intelligence
Asset-Backed Securities
At-the-Market Offerings
Attorney-Client Privilege
Attorney Conduct
Audit Committee Financial Experts
Audit Committee Financial Literacy
Audit Committees
Audit Documentation/Work Papers
Audit Fees
Audit Firm Periodic Reporting
Audit Reports
Audit Response Letters
Auditing Process
Auditor Confidentiality
Auditor Engagement
Auditor Independence
Auditor Inspections
Auditor Liability
Auditor Rotation
B Corps
"Bad Actors"
Bankruptcy & Reorganization
Beneficial Ownership
Benefit Corporations
Best Efforts Offerings
Berlin-Bremen Stock Exchange
Blackout Periods
Block Transactions
Blockchain
Blogging
Blue Sky Laws
Board Access to Management
Board Chairs
Board Committees
Board Composition
Board Confidentiality
Board Conflicts of Interest
Board Delegation
Board Diversity
Board Duties
Board Evaluations
Board & Director Evaluations
Board Extranets
Board Leadership
Board Materials
Board Meetings
Board Minutes
Board Policies
Board Portals
Board Refreshment
Board Resolutions
Board Strategy
Board Succession
Board Tenure
Board Use of AI
Book-Entry Registration
Books & Records
Bought Deals
Broker Non-Votes
Business Development Companies
Business Disclosure
Buybacks
Bylaws
California Corporations
CAMs
Canadian Law
Capital Projects
Career Development
Carl's Corner
Cash Balance Plans
Cashless Exercises
CEO Evaluations
CEO Removal
CEO Succession
CEO/CFO Certifications
CEO/Chair Split
Change in Auditors
Change of Fiscal Year
Charitable Giving Policies
Checklists
China
Class Actions
Climate Change
Codes of Conduct
Codes of Ethics
Comfort Letters
Comment Letters
Comments to SEC
Committee Charters
Committee Composition & Authority
Compensation Committees
Compliance Committees
Compliance Programs
Compliance Training
Conference Notes
Confidential Treatment Requests
Conflict Minerals
Conflicts of Interest
Contingencies/Tax Uncertainties
Contract Review & Approval
Controlled Companies
Convergence
Convertible Debt
Corporate Culture
Corporate Governance
Corporate Governance Committees
Corporate Governance Guidelines
Corporate Governance Ratings
Corporate Governance Surveys
Corporate Governance Web Pages
Corporate Opportunity
Corporate Secretaries Dept
Corporate Use of Websites
Covered Bonds
Covid-19 Issues
Credit Arrangements
Credit Crunch
Credit Facilities
Credit Ratings
Crisis Management
Critical Accounting Estimates
Crowdfunding
Crypto Financings
Cybersecurity
D&O Insurance
D&O Questionnaires
Data Governance
Deal Cubes
Debt Financings/Loans
Definition of "Securities"
Delaware Law
Delegations of Authority
Delistings
Deregistration & Modified Reporting
Derivatives
Description of Securities
Direct Listings
Direct Registration
Director Attendance
Director Conflicts
Director Disputes
Director Duties & Liabilities
Director Education
Director Emeritus
Director Evaluations
Director Expense Reimbursements
Director Independence
Director Orientation
Director Recruitment
Director Removal
Director Resignations
Director Retirement & Death

Disclosure Committees
Disclosure Controls
Disclosure Deadlines
Disclosure Effectiveness
Disclosure Reform
Discontinued Operations
Diversity
Dividends
Document Retention
Dodd-Frank Act
DRIPS/Direct Stock Purchase Plans
Dual Class Voting
Due Diligence
Duty to Update
E&S
E-Delivery
E-Forums
E-Proxy
Earnings Guidance
Earnings Releases
EDGAR
Electronic Communications Policies
Electronic Discovery
Emerging Growth Companies
Employee-Bloggers
Empty Voting
Enforcement Issues
Environmental Disclosure
Equity Offerings
Equity Plan Approval
ERISA Securities Litigation
Escheatment
ESG
ESOARS
Europe
Executive Committees
Executive Compensation Disclosure
"Executive Officer" Determination
Executive Sessions
Exclusive Forum Bylaws
Exhibits
Fair Value Accounting
Family-Owned
FAST Act
Federal v. State Law
Fee-Shifting Bylaws
Fiduciary Duties
Filed vs. Furnished
Filing Calendars
Filing Fees
FIN 48
FINRA
Financial Experts
Financial Fraud
Financial Institutions
Fiscal Year Change
Flexible Purpose Corp
Flintstones
FOIA
Foreign Corrupt Practices Act
Foreign Private Issuers
Foreign Subsidiaries
Forensic Accounting
Form S-1
Form S-3
Form S-8
Form 10-K
Form 10-K Wraps
Form 10-Q
Form 13F
Form 20-F
Form 8-K/Real-Time Disclosure
Forum Shopping
Forward-Looking Information
Fraud Prevention
Free Writing Prospectuses
General Solicitation
Glass Lewis
Global Security Risks
Globalization of Accounting Standards
Glossy Annual Reports
Going Concern
Going Dark
Going In-House/Going Solo
Goodwill
Governance Committees
Governance Ratings
Guarantees
Guarantors
Gun-Jumping
Handbooks
Hedge Funds
Hedging
High-Yield Securities
Hiring More Staff
Hong Kong
Human Capital Management
ICOs
IFRS
Impairment Charges
Inadvertent Investment Companies
Income Deposit Securities
Indemnification Arrangements
India
In-House Accelerator
Insider Trading
Insider Trading Policies
Inspection Demands
Inspector of Elections
Institutional Investors
Intangible Assets
Integrated Reporting
Integration
Interim Financial Review and Reporting
Internal Affairs Doctrine
Internal Auditors
Internal Controls
Internal Investigations
International Issues
Intrastate Offerings
Investment Advisors
Investment Policies
Investor Composition/Surveillance
Investor Voting Policies
Investor Relations Web Pages
Investor Stewardship Reports
IPOs
ISS
Item 401(f) of Regulation S-K
Japan
Job Choice/Changes
Job Descriptions
Job Search
JOBS Act
Large Trader Reporting
Late SEC Filings
Law Firm Billing
Lead Directors
Lease Accounting
Legal Opinions
Legal Proceedings Disclosure
Limited Liability Companies
Limited Partnerships
Litigation
Litigation Disclosure
Loans to Insiders
M&A Board Committees
Majority Voting for Directors
Master Limited Partnerships
MD&A
Management Proposals
Management Representation Letters
Margin Rules
Materiality
Mergers & Acquisitions
Mining
Mining Companies
Minutes
Model Governance Policies
Mutual Funds
Mutual Fund Voting
Name Change
Nasdaq Guidance
National Security/Sanctions
NYSE Guidance
Nominating Committees
Non-Compete Agreements
Non-GAAP Measures
Non-Profits

Notice & Access
Off-Balance Sheet Arrangements
Officer Departures
Offsetting Disclosures
Odd-Lot Programs
Oil & Gas
Ombudsman
OTC Bulletin Board
Overvoting
Pandemic Issues
Pension Plans
PIPEs
Plain English
Political Contributions
Power of Attorney
Pre-Approval of Audit & Non-Audit Services Policies
Preferred Stock
Preliminary Proxy Statements
Presiding Directors
Privacy Rights
Private Companies
Private Placements/Regulation D
Pro Formas
Properties Disclosure
Proxy Access
Proxy Advisors
Proxy Cards
Proxy Plumbing
Proxy Season
Proxy Solicitation
Qualified Legal Compliance Committees
Rating Agencies
Real-Time Disclosure
Reaudits
Record Retention
Registered Directs
Registration Rights Agreements
Regulation A/A+
Regulation BTR
Regulation D
Regulation FD
Regulation G
Regulation M
Regulation S
Regulation S-K
Regulation S-X
Regulatory Reform
Reincorporation
REITs
Related Party Disclosures
Related Party Transactions
Reporting Up-the-Ladder
Repurchases
Rescission Offerings
Resource Extraction
Restatements
Restructuring Charges
Revenue Recognition
Risk Committees
Risk Factors
Risk Management
Roadshows
Rule 10b5-1
Rule 102(e) Actions
Rule 12b-25
Rule 144
Rule 144A
Rule 155
Rule 701
Russia Sanctions
Safe Harbor for Forward-Looking Information
Sample Documents
Sarbanes-Oxley Reform
Schedule 13D
Schedule 13G
SEC Comment Process
SEC Enforcement
SEC Memories
SEC Filing Fees
Secondary Offerings
Section 12(g)
Section 16
Section 16 Delinquencies Disclosures
Section 3(a)(9)
Section 3(a)(10)
Section 402
Section 83(b) Elections
Securities Act Reform
Securities Litigation
Security Breaches
Segment Disclosure
Selling Shareholders
Sentencing Guidelines
Service Provider List
Settlement
Share Lending
Shareholder Access
Shareholder Activism
Shareholder Approval of Plans
Shareholder Derivative Claims
Shareholder-Director Communications
Shareholder Engagement
Shareholder Nominations
Shareholder Proposals
Shareholder Voting
Shelf Registration
Short Sales
Signature Authority Policies
Significant Subsidiaries
Smaller Reporting Companies
Social Media
Social Responsibility
SPACs
Special Board Committees
Split CEO/Chair
Split-Dollar Life Insurance
St. Petersburg Exchange
Staleness
Stock Ownership Guidelines
Stock Repurchases
Stock Splits
Stockholder Lists
Strategic Planning
Subsequent Events
Subsidiaries
Subprime/Credit Crunch
Succession Planning
Summary Annual Reports
Summary Compensation Table
Sustainability
Swaps
Tabulation
TARP
Tax Opinions
Tax Uncertainties
"Testing the Waters"
Trading Suspensions
Trading Window Procedures
Transfer Agents
Treasury Stock
Trust Indentures
Trust Preferred Securities
Ukraine Crisis
Unanimous Written Consents
Unbundling
Unclaimed Property
Underwriting Arrangements
Universal Proxy
Universal Proxy Cards
Usable Disclosure
Unsponsored ADRs
Venture Capital
Video Annual Reports
Virtual Annual Meetings
Voluntary Filers
Voting Instruction Forms
Voting Policies
Voting Results
Website Disclosure
Whistleblowers
White Collar Crime
WKSIs
Work Papers
Wu-Tang Clan
XBRL

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