Search

This search tool conducts a search of the entire site, including the blogs and Q&A Forum.

Results from: TheCorporateCounsel.net

Clawback Policy Listing Standards: Frequently Asked Questions... Published: 2025-01-19 12:04:35

XXXVII, No. 4 September - October 2023 A Word from the Editor The compensation clawback ... While the notion of implementing compensation clawbacks has been laudable, given the ...
clawbacks: Q & A/ Discussion Forum Published: 2023-02-24 06:37:59

Topic #11474 View all topics (remove filter) Topic # 11474 2 replies clawbacks Topic: Last ... Is there any reason they would be required to, or would want too, adopt a clawback policy ...
Clawbacks in the Real World (CE Sept-Oct 2017) Published: 2025-01-19 12:04:34

Don't disclose your ratio without this vital information! -B.B. Clawbacks in the Real World Compensation clawbacks have been on the minds of politicians and the media in recent ...
Clawback policy re: basis for clawback other than the need for... Published: 2024-07-24 05:22:24

Topic #12280 View all topics (remove filter) Topic # 12280 1 reply Clawback policy re: basis for clawback other than the need for a restatement Topic: Last Post: 7/24/2024 ...
Clawback Policies in the Spotlight (CE Nov-Dec 2022) Published: 2025-01-19 12:04:35

The Corporate Executive, Vol. XXXVI, No. 5 November - December 2022 Clawback Policies in the Spotlight Just a few weeks before the SEC adopted its final clawback rules, the topic ...
Novel Clawback Proposal to Watch : Proxy Season Blog Published: 2013-06-04 07:50:00

As nearly 87% of Fortune 100 companies have reportedly already adopted clawback policies, ... by removing the requirement that a clawback is triggered only by intentional ...
Clawback Policy Approval : Q & A/ Discussion Forum Published: 2023-07-13 07:53:30

Topic # 11738 1 reply Clawback Policy Approval Topic: Last Post: 7/13/2023 12:53:30 PM Subscribe Unsubscribe With respect to the adoption of clawback policies that comply with the ...
Clawback Provisions in Grant Agreements: Q & A/ Discussion Forum Published: 2012-01-23 03:56:31

Clawback Provisions in Grant Agreements Topic: Last Post: 1/23/2012 9:56:31 AM Subscribe Unsubscribe In anticipation of the adoption of final rules regarding clawback ...
Clawback rules: Q & A/ Discussion Forum Published: 2023-02-23 03:05:24

Topic # 11413 4 replies Clawback rules Topic: Last Post: 2/23/2023 9:05:24 AM Subscribe Unsubscribe When are the NYSE and NASDAQ expected to propose their clawback rules? Reply 1/...
Clawback of financial statements before being public : Q & A... Published: 2023-05-15 04:20:22

Topic #11640 View all topics (remove filter) Topic # 11640 1 reply Clawback of financial ... IPO even for years before company became public are still subject to the Clawback rules? ...
New clawback checkboxes: Q & A/ Discussion Forum Published: 2023-02-07 06:05:48

Topic #11347 View all topics (remove filter) Topic # 11347 5 replies New clawback checkboxes Topic: Last Post: 2/7/2023 12:05:48 PM Subscribe Unsubscribe Once clawback rules become ...
Timing of Clawback Listing Standards: Q & A/ Discussion Forum Published: 2023-05-02 11:06:37

Timing of Clawback Listing Standards Topic: Last Post: 5/2/2023 4:06:37 PM Subscribe Unsubscribe I have a question about the anticipated timing of the clawback listing ...
Compensation Clawbacks in the Courts (CE Sept-Oct 2021) Published: 2025-01-19 12:04:35

XXXV, No. 4 September-October 2021 Compensation Clawbacks in the Courts We have written previously on companies' efforts to clawback - and shareholders' attempts to force a ...
NYSE and Nasdaq Finalize Clawback Listing Requirements (CE May... Published: 2025-01-19 12:04:35

XXXVII, No. 2 May - June 2023 A Word From the Editor The clawback policy listing standards ... to listed companies that do not adopt, enforce and disclose a compliant clawback policy. ...
Clawback policy: Q & A/ Discussion Forum Published: 2015-09-23 10:13:40

Topic #8549 View all topics (remove filter) Topic # 8549 1 reply Clawback policy Topic: Last Post: 9/23/2015 3:13:40 PM Subscribe Unsubscribe We currently do not have a clawback ...
SEC Proposes Clawback Rules (CE Sept-Oct 2015) Published: 2025-01-19 12:04:33

XXIX, No. 4 September-October 2015 SEC Proposes Clawback Rules The SEC has been very busy ... a compensation clawback policy, as required under Section 954 of the Dodd-Frank Act. ...
Current clawback best practices?: Q & A/ Discussion Forum Published: 2014-04-28 06:19:43

Topic #8041 View all topics (remove filter) Topic # 8041 1 reply Current clawback best ... Despite the continued delay in Dodd-Frank clawback regulations, we are hearing that most ...
Clawback Policies / SEC Proposed Rule: Q & A/ Discussion Forum Published: 2014-10-09 03:25:18

1 reply Clawback Policies / SEC Proposed Rule Topic: Last Post: 10/9/2014 8:25:18 AM Subscribe Unsubscribe Is it true that (1) the SEC has not yet issued proposed clawback policy ...
Clawback and S-8: Q & A/ Discussion Forum Published: 2017-03-07 07:30:40

reply Clawback and S-8 Topic: Last Post: 3/7/2017 1:30:40 PM Subscribe Unsubscribe A former employee of a public company was issued incentive compensation subject to clawback, and ...
#MeToo Clawbacks: Q & A/ Discussion Forum Published: 2020-08-15 02:59:36

Topic #10421 View all topics (remove filter) Topic # 10421 1 reply #MeToo Clawbacks Topic: ... Reply 8/15/2020 7:54:58 AM Replies: RE: #MeToo Clawbacks Thank you, glad to hear you ...
adoption of clawback policy: Q & A/ Discussion Forum Published: 2023-10-04 03:15:08

Topic # 6105 4 replies adoption of clawback policy Topic: Last Post: 10/4/2023 8:15:08 AM Subscribe Unsubscribe Any thoughts on whether the adoption of a clawback policy triggers ...
NASDAQ clawback policy : Q & A/ Discussion Forum Published: 2023-07-13 02:26:02

Topic # 11737 1 reply NASDAQ clawback policy Topic: Last Post: 7/13/2023 7:26:02 AM Subscribe Unsubscribe Hi. I am beginning to prepare a clawback policy that complies with the ...
New Clawback Rules: Q & A/ Discussion Forum Published: 2022-11-01 02:32:00

Topic # 11309 1 reply New Clawback Rules Topic: Last Post: 11/1/2022 7:32:00 AM Subscribe Unsubscribe Does anyone know if the new SEC clawback rules will apply to issuers that have ...
Dodd Frank Clawback - Section 954 : Q & A/ Discussion Forum Published: 2013-10-21 03:55:40

Topic #7813 View all topics (remove filter) Topic # 7813 2 replies Dodd Frank Clawback - ... Reply 10/21/2013 8:42:12 AM Replies: RE: Dodd Frank Clawback - Section 954 While I think ...
Update on Compensation Clawback Issues (CE Nov-Dec 2016) Published: 2025-01-19 12:04:34

XXX, No. 5 November-December 2016 Update on Compensation Clawback Issues Even as we wait for the SEC to issue final rules under the compensation clawback requirements of Dodd-Frank ...
TARP and Clawback: Q & A/ Discussion Forum Published: 2009-01-23 02:11:18

Clawback Topic: Last Post: 1/23/2009 8:11:18 AM Subscribe Unsubscribe What are people doing about the TARP CPP requirements that incentive compensation be subject to a "clawback?...
Clawbacks: Hertz Loses Argument That Policy Was Enforceable Contract... Published: 2023-07-05 06:46:29

a long-running clawbacks case. Even though the case doesn't create formal precedent, it may affect decision-making as we all look to finalize Dodd-Frank clawback policies by ...
Taking a Deep Dive into the SEC's New Clawback Rules (CE Sept... Published: 2025-01-19 12:04:35

the compensation clawback listing standards rule in just the past few months. On page 2, we take a deep dive into the SEC's recent action to adopt the compensation clawback rules. ...
form of clawback policy: Q & A/ Discussion Forum Published: 2023-03-24 06:21:50

form of clawback policy Topic: Last Post: 3/24/2023 11:21:50 AM Subscribe Unsubscribe Has anyone seen any law firm memos or other sources that provide an example clawback policy ...
Board UWC for Clawback Policy Adoption: Q & A/ Discussion Forum Published: 2023-10-20 02:21:47

Topic # 11876 1 reply Board UWC for Clawback Policy Adoption Topic: Last Post: 10/20/2023 7:21:47 AM Subscribe Unsubscribe Is there a model board UWC for clawback policy adoption? ...
Fault-Based Compensation Clawback Policy : Q & A/ Discussion... Published: 2023-10-30 10:04:45

Clawback Policy Topic: Last Post: 10/30/2023 3:04:45 PM Subscribe Unsubscribe Is someone aware of/would be kind to share a link to a sample of a fault-based compensation clawback ...
SEC Reopens Comment Period for Compensation Clawback Rules (CE... Published: 2025-01-19 12:04:35

the Dodd-Frank Act mandated compensation clawback rules, which have still not been adopted ... period on the proposed compensation clawback rules which solicits general comments ...
NYSE timeline for clawback rule-making : Q & A/ Discussion Forum Published: 2011-10-14 06:27:40

for clawback rule-making Topic: Last Post: 10/14/2011 11:27:40 AM Subscribe Unsubscribe After the SEC amended its schedule for adopting rules to implement Section 954 (clawback), I ...
Dodd-Frank Act / Clawback Policies: Q & A/ Discussion Forum Published: 2014-01-07 01:45:59

Topic #7902 View all topics (remove filter) Topic # 7902 1 reply Dodd-Frank Act / Clawback ... set for the SEC is to issue rules relating to the Dodd-Frank Act and clawback policies? ...
Clawback Chronicles: Decisions, Decisions : TheCorporateCounsel... Published: 2023-06-27 05:04:11

that go into adopting or amending your clawback policy to be compliant with the ... 2, 2023. Companies will have until December 1, 2023 to adopt compliant clawback policies. ...
Clawbacks: One Policy or Two? : TheCorporateCounsel.net Blog Published: 2023-04-06 05:26:16

noted in the clawback comment letters that were submitted by a group of law firms to the SEC earlier this week is that if issuers already have an existing clawback policy, "they ...
Recent Ruling Could Impact Taxation of Clawbacks (CE July-August... Published: 2025-01-19 12:04:33

Update on the Tax Effect of a Compensation Clawback In our January-February 2014 issue (at pg 9), we wrote about an interesting case on the tax effect of forfeitures and clawbacks. ...
Clawback Rules: Why All the Fuss about Little "r" Restatements... Published: 2022-10-27 07:05:06

The focus on clawback policies dates back to the post-Enron era and the enactment of ... to be restated, companies began adopting clawback policies as a good governance practice. ...
SEC Proposes Clawback Rules (CE July-Aug 2015) Published: 2025-01-19 12:04:33

Clawback Rules Just as we were finishing up our draft of this issue, the SEC proposed rules requiring exchange-listed companies to develop and implement compensation clawback ...
Our Model Clawback Policy (CE May-Jun 2023) Published: 2025-01-19 12:04:35

The Corporate Executive, Vol. XXXVII, No. 2 May - June 2023 Our Model Clawback Policy The following annotated Model Clawback Policy is intended to serve as a basis for drafting a ...
Interplay of SEC Compliant Clawback Policy and Indeminifcaion... Published: 2023-08-24 08:23:43

Topic # 11794 2 replies Interplay of SEC Compliant Clawback Policy and Indeminifcaion ... A Delaware incorporated issuer adopted a clawback policy compliant with the new SEC rules. ...
Proxy Supplement for Restated Financials/Clawback of Bonus: Q... Published: 2021-05-20 01:59:42

Topic # 9472 5 replies Proxy Supplement for Restated Financials/Clawback of Bonus Topic: ... RE: Proxy Supplement for Restated Financials/Clawback of Bonus I don't think you can ...
Amendment to Previously Filed Clawback Policy: Q & A/ Discussion... Published: 2025-01-07 06:11:20

Filed Clawback Policy Topic: Last Post: 1/7/2025 12:11:20 PM Subscribe Unsubscribe Is there any requirement to file an amendment to a previously filed clawback policy, ...
Clawbacks: SEC Finally Provides Clues re: "Misconduct" under... Published: 2025-04-01 14:08:46

Yesterday, the SEC announced an action to clawback bonuses and stock profits from a former ... We'll be posting memos analyzing this case in CompensationStandards.com's "Clawback ...
Clawbacks & The New Revenue Recognition Rules: On a Collision... Published: 2014-10-21 07:08:12

accounting world might not be aware of the upcoming Dodd-Frank rulemaking on clawbacks. ... will coincide with mandatory no-fault clawbacks that have to be applied to a broader ...
Clawbacks: SEC Planning to Propose Rules Soon! : TheCorporateCounsel... Published: 2015-06-04 07:10:27

that the SEC will "soon" propose the clawback rules required by Section 954 of Dodd-Frank. ... should make sure it implements the new clawback requirements in a way that makes ...
Clawbacks: SEC Ponders Expanding Proposed Rule to Cover "Little... Published: 2022-06-28 07:53:09

In its October 2021 release reopening the comment period for its proposed clawback listing ... of restatements that might trigger clawbacks, those restatements may be less likely ...
Clawback Listing Standards: "It is Later Than You Think" : TheCorporat... Published: 2023-03-29 06:47:30

The member read the proposed clawback listing standard filings by Nasdaq & the NYSE, and ... is the deadline for adopting a compliant clawback policy, I would guess that a lot of ...
Survey Results: Clawback Policies : TheCorporateCounsel.net Blog Published: 2011-04-06 06:45:57

We have posted the survey results regarding the latest clawback policy trends, repeated below: 1. Has your company adopted a clawback policy: - Yes, we adopted a policy during 2010 ...
Clawbacks: Turning Restatements Into a Rare Species? : TheCorporateCou... Published: 2020-01-02 10:53:24

connection between the presence of clawback provisions & performance awards, on the ... Her research points to one potential motivation: "clawbacks" that allow companies to ...