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Mayer Brown - SEC Solicits Comments on Effect of Whistleblower... Published: 2010-10-28 15:25:01

Home | Contact | Pro Bono | Diversity ABOUT MAYER BROWN | INDUSTRIES & PRACTICES | PEOPLE | OFFICES | NEWS | PUBLICATIONS | EVENTS | CAREERS | ALUMNI SEC Solicits Comments on ...
1 Mayer Brown | SEC Examinations Division Issues Risk Alert... Published: 2021-03-02 13:31:43

1 Mayer Brown | SEC Examinations Division Issues Risk Alert Regarding Digital Assets SEC Examinations Division Issues Risk Alert Regarding Digital Assets On February 26, 2021, the ...
Plan Ahead for Key 2022 Proxy Season Issues : Proxy Season Blog Published: 2021-10-19 05:51:00

This 16-page Mayer Brown memo gives an overview of key issues to think about as we head into the 2022 proxy season, including: - Virtual Meetings - Compensation Issues - ...
(More) Audit Committee Agenda Items : The Mentor Blog Published: 2015-05-21 08:00:00

- by Randi Val Morrison Mayer Brown's latest, always informative update for audit committes addresses: (i) internal investigation privilege & confidentiality, (ii) expanded audit ...
E-Proxy: Caution Regarding ERISA 404(c) Plans : Proxy Season... Published: 2009-03-04 08:44:00

- by Mike Hermsen, Mayer Brown Even though the E-Proxy rules permit distribution of proxy materials via the Internet, sponsors of defined contribution retirement plans (such as ...
2024 Proxy Season Planning and D&O Questionnaire Updates : Proxy... Published: 2023-10-02 06:00:00

This 24-page Mayer Brown update reviews key issues companies should consider as they get ready for the 2024 proxy season. The memo recommends you skim it before the proxy season ...
27 June 2014 Mayer Brown Legal ... Published: 2014-07-01 01:36:32

27 June 2014 Mayer Brown Legal Update US Securities and Exchange Commission Settles Its First Whistleblower Anti-Retaliation Case The US Securities and Exchange Commission (SEC or ...
High-Yield Bonds: An Issuer's Guide : The Mentor Blog Published: 2017-03-15 06:00:00

- John Jenkins Mayer Brown recently published this issuer's guide to the "Bonds Formerly Known as Junk." The guide provides a comprehensive overview of the terms, legal issues and ...
New & Departing D&O Checklists : The Mentor Blog Published: 2015-07-02 08:00:00

- by Randi Val Morrison This recent Mayer Brown memo summarizes the SEC and Exchange reporting implications, and some of the other key considerations, in these four scenarios: - ...
Microsoft Word - mayer brown Published: 2008-12-02 13:14:19

If you would like to be taken off our mailing list, please reply to this message with the word "REMOVE" in the subject line. Mayer Brown is a global legal services organization ...
A Framework to Evaluate Shareholder Proposal Voting Results ... Published: 2023-04-18 03:00:00

Liz recently blogged that investor views are increasingly diverging. This Mayer Brown article presents a framework for assessing shareholder proposal vote results-especially in ...
"Securities Dictionary": New Resource for Newbies, Oldies & Those... Published: 2021-06-23 06:19:00

I love this new "securities dictionary" from Mayer Brown - a compilation of over 800 securities, capital markets, derivatives, structured finance and financial services terms and ...
Annual Meeting Preparation: Considerations & Tips : Proxy Season... Published: 2016-02-22 08:00:00

Notwithstanding the abundance of always-appreciated 2016 proxy season memos and other resources floating about, I flagged this Mayer Brown memo for its rare focus on actual ...
Microsoft Word - New Mayer Brown LLP Client Alert Published: 2008-01-04 17:54:44

... If you have any questions, or would like to additional information about this topic, please contact the author of this alert, Michael Hermsen or any other Mayer Brown lawyer with ...
The Social Media Guide (Mayer Brown) (Sept 2021) Published: 2021-09-20 11:18:48

... 2019) and Testing the Waters for All - New Rule 163B Expands TTW to All Issuers, Mayer Brown Legal Update, September 27, 2019, available at: https://www.mayerbrown.com/-/media/...
Bank Holding Companies: SEC Proposes to Say Farewell to Guide... Published: 2019-09-23 06:00:00

- John Jenkins This Mayer Brown blog says that the SEC has recently proposed updating the statistical disclosures required from bank holding companies. If adopted, the new ...
Social Media Compliance: 46-Page Guide! : The Mentor Blog Published: 2021-09-27 06:22:00

Check out this 46-page guide from Mayer Brown about key social media compliance issues. For public companies, that includes: 1. Reg FD 2. Dissemination of Info - What Counts? 3. ...
Microsoft Word - Cover.docx Published: 2010-07-09 21:38:50

For more information about the matters raised in this Legal Update, please contact your regular Mayer Brown contact or one of the following: Scott A. Anenberg +1 202 263 3303 ...
SEC Enhances Centralization of Tip Gathering and Analysis Functions... Published: 2010-11-15 07:05:00

- by Broc Romanek Here is news pulled from this Mayer Brown memo: The SEC is bolstering its tip gathering and analysis capabilities in an effort to enhance its investigative and ...
Oil & Gas: SEC Doubts Ability to Book PUDs Beyond 5 Years : The... Published: 2011-08-30 07:32:00

- by Marc Folladori, Jeff Dobbs and Robin Clarkson of Mayer Brown LLP, Houston We recently published this article in the "Oil & Gas Financial Journal" that summarizes our review of ...
Private Placements: FINRA Updates Placement Agent Form : The... Published: 2021-06-07 06:00:00

FINRA Rule 5123 imposes certain filing requirements on members serving as placement agents in private offerings. This Mayer Brown blog notes that FINRA recently updated the form ...
Tips for Negotiating an Underwriting Agreement : The Mentor Blog Published: 2022-04-27 00:15:00

on a speedy deal!) Mayer Brown's Anna Pinedo and Brian Hirshberg recently published some tips for counsel to consider when drafting and negotiating an underwriting agreement. ...
Proxy Drafting Checklist : Proxy Season Blog Published: 2019-12-10 06:05:00

even more tips on preparing for the upcoming frenzy, also check out this 19-page Mayer Brown memo and this 42-page Skadden memo (which has a checklist on pg. 3). We're always ...
Cybersecurity and Data Privacy Published: 2017-02-01 13:01:23

2017 Outlook Cybersecurity and Data Privacy January 2017 mayer brown B Ongoing regulatory scrutiny of cybersecurity and data privacy across a wide range of industries Security and ...
Cashless Warrant Exercise and Cash of Property: Rule 144 Q &... Published: 2008-02-09 06:14:14

I think they would be. Reply Eddie Best, Mayer Brown LLP 2/7/2008 9:24:00 AM Replies: RE: Cashless Warrant Exercise and Cash of Property I am not aware of any pronouncement by the ...
2025 Looking Up for IPOs : TheCorporateCounsel.net Blog Published: 2024-11-22 06:11:44

This Free Writings & Perspectives blog from Mayer Brown discusses the IPO landscape for 2025 - highlighting insights from a panel at PLI's 56th Annual Institute on Securities ...
High-Yield Bonds An Issuer's Guide (Asia Edition) Published: 2017-02-16 18:00:03

An Issuer's Guide (Asia Edition) High-Yield Bonds An Issuer's Guide (Asia Edition) This Mayer Brown JSM publication provides information and comments on legal issues and ...
Sample Cyber Disclosures: Location & Language : TheCorporateCounsel... Published: 2021-08-16 07:23:21

This 20-page Mayer Brown memo looks at where cyber disclosures are appearing - and what they're saying. Samples include: - Risk Factors: "general" cyber risk disclosures, risks ...
Microsoft Word - New Mayer Brown Supreme Court & Appellate Alert Published: 2008-01-16 12:06:42

January 15 , 2008 Supreme Court & Appellate Practice Stoneridge Investment Partners v. Scientific-Atlanta, Inc., No. 06-43 In a case argued by Mayer Brown partner Stephen Shapiro ...
PORTAL: Rule 144 Q & A Forum Published: 2010-05-18 09:03:08

Reply Library , Mayer Brown LLP 5/18/2010 8:14:06 AM RE: PORTAL I do not know if PORTAL Alliance would so qualify. This appears to me to be a Federal tax question, and you may want ...
Microsoft Word - New Mayer Brown Electronic Discovery & Records... Published: 2008-01-12 17:27:51

... For more information on how Mayer Brown can assist in electronic discovery issues, you may contact the author, Jason Fliegel, at (312) 701-8839 or JFliegel@mayerbrown.com. ...
US Department of Treasury Public-Private Investment Program Published: 2009-04-09 16:39:35

US Department of Treasury Public-Private Investment Program Opportunities, Issues and Considerations for Fund Sponsors and Investors Corporate White Paper April 8, 2009 mayer brown ...
Microsoft Word - UPDATE_FCPA_Update_2013_End-of-Year_v2.docx Published: 2014-01-24 18:19:38

Legal Update January 24, 2014 FCPA Update: Year-End 2013 As a follow-up to Mayer Brown's FCPA Update: Mid-Year 2013, 1 this report covers enforcement activity of the Foreign ...
2015 Audit Committee Agenda : The Mentor Blog Published: 2015-02-09 08:00:00

Audit Committee Members" - Protiviti's "Setting the 2015 Audit Committee Agenda" - Mayer Brown's "Three Things Audit Committee Members Should Consider in 2015" - And - of course - ...
IPOs: SEC Comments on Cheap Stock : The Mentor Blog Published: 2020-07-30 06:00:00

If you've got a client looking into an IPO, you may find this Mayer Brown blog reviewing recent Staff cheap stock comments & issuer responses helpful. Here's the intro: The staff ...
The Future of the SEC's "Neither Admit Nor Deny" Enforcement... Published: 2011-12-08 07:43:00

Here's similar analysis from a Mayer Brown memo.And here's a related NY Times article that analyzes a Wachovia settlement and the differences in settlement approaches between the ...
Traditional IPO vs. Merging with a SPAC Published: 2020-12-15 12:56:32

Traditional IPO vs. Merging with a SPAC Mayer Brown is a global services provider comprising associated legal practices that are separate entities, including Mayer Brown LLP ...
D&O Questionnaires - Updates?: Q & A/ Discussion Forum Published: 2022-10-17 03:52:20

It's a little early for those (we usually get memos addressing that topic beginning in early November), although we do have a Mayer Brown article on preparing for proxy season that ...
Trust Preferred Security as Equity Security: Q & A/ Discussion... Published: 2006-02-22 00:45:04

considered equity securities for Section 16 and other purposes. Reply Eddie Best, Mayer, Brown, Rowe & Maw LLP 2/22/2006 3:55:06 AM Replies: RE: Trust Preferred Security as Equity ...
Fear & Loathing for Transactional Lawyers? : TheCorporateCounsel... Published: 2007-12-20 06:08:49

Joseph P. Collins, 57, of the law firm Mayer Brown, faces 11 counts including securities fraud, wire fraud and filing false statements with federal regulators. Separately, the ...
After the Cyber Breach - Proxy Statement Disclosure : Proxy Season... Published: 2020-08-03 06:02:00

For a further look at cybersecurity disclosure trends, this Mayer Brown memo discusses market trends and provides sample disclosures for, among other things, risk factors, the ...
INSIGHT: SUSTAINABILITY-LINKED BONDS SOME PRACTICAL CONSIDERATIONS... Published: 2023-04-21 17:27:26

1 | MAYER BROWN INSIGHT: SUSTAINABILITY-LINKED BONDS SOME PRACTICAL CONSIDERATIONS FOR DOCUMENTING AND STRUCTURING TRANSACTIONS Sustainability-linked bonds ("SLBs") have fast ...
Does anyone have a view on how put options ...: Q & A/ Discussion... Published: 2001-03-06 09:24:03

Reply Eddie Best, Mayer, Brown & Platt 3/6/2001 3:24:03 PM Replies: Topic # To receive an email whenever a message is posted for this topic, enter your email address here: ...
The "Nina Flax" Files: The List of Lists : TheCorporateCounsel... Published: 2018-07-02 08:59:07

I'm pretty excited that Nina Flax of Mayer Brown is willing to share the following with us (let Nina know what you think of her list of lists!): At the recent "Women's 100" in Palo ...
The "Nina Flax" Files: Things I Stalk on Amazon : TheCorporateCounsel... Published: 2018-11-02 07:03:41

Here's another "list" installment from Nina Flax of Mayer Brown (here's the last one): Before I begin this list, I am going full "open kimono" on some of my crazy here. My husband ...
Tomorrow's Webcast: "Capital Markets - The Latest Developments... Published: 2024-12-11 07:26:07

Join us tomorrow for the webcast - "Capital Markets: The Latest Developments" - to hear White & Case's Maia Gez, Mayer Brown's Anna Pinedo, Cooley's Richard Segal and Gunderson's ...
Political Spending Disclosures: Current Trends : TheCorporateCounsel... Published: 2022-02-08 06:47:30

Disclosure also remains an important part of the "political spending" picture. This Mayer Brown blog looks at where disclosures are showing up in filings (MD&A, risk factors, ...
http://www.mayerbrown.com/publications/article.asp?id=7339&nid... Published: 2009-08-03 14:10:33

Home | Contact | Pro Bono | Diversity ABOUT MAYER BROWN | INDUSTRIES & PRACTICES | PEOPLE | OFFICES | NEWS | PUBLICATIONS | EVENTS | CAREERS Tip of the Month, July 2009 - The Next ...
A Few Plan Drafting Items From The NASPP Stock Plan Survey (CC... Published: 2025-01-19 12:04:06

This guidebook, which is still "a work in progress," continues to get bigger (it is now 167 pages) and better, thanks not only to the efforts of Wayne Luepker of Mayer, Brown & ...
The "Nina Flax" Files: Ways We Make Work Fun : TheCorporateCounsel... Published: 2019-06-18 09:00:35

Here's the latest "list" installment from Nina Flax of Mayer Brown (here's the last one): I'm currently the Office Practice Leader for our Northern California Corporate Group - but ...