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Results from: TheCorporateCounsel.net
  1. ESG Initiatives Published: 2021-11-18 11:48:19
    ... Adopt or Amend Recoupment Provisions (Clawbacks) ......Adopt or Amend Recoupment Provisions (Clawbacks) Section 954 of the Dodd-Frank Act ...
  2. ESG Initiatives Published: 2022-12-07 10:31:58
    ... Adopt or Amend Recoupment Provisions (Clawbacks) ......Adopt or Amend Recoupment Provisions (Clawbacks) Section 954 of the Dodd-Frank Act ...
  3. 2024 Benchmark Policy Guidelines Published: 2024-11-19 10:02:39
    ... Adopt or Amend Recoupment Provisions (Clawbacks) ......Adopt or Amend Recoupment Provisions (Clawbacks) Section 954 of the Dodd-Frank Act ...
  4. Season: Key Issues and Considerations Published: 2023-12-20 17:29:32
    COMPENSATION MATTERS - Dodd-Frank Clawback Regulation (Stefan P. Smith, Janet A. ... Compensation Matters Dodd-Frank Clawback Regulation (Authors: Stefan P. Smith, ...
  5. White Collar: Year in Review and a Look Forward, 2023…2024 Published: 2024-01-08 16:00:43
    Clawback Pilot Program Launched In the spring, Deputy Attorney General Lisa Monaco announced the launch of a significant pilot program on compensation incentives and clawbacks ...
  6. Need to Know for 2025: Top 10 Tips for the Form 10-K Published: 2025-01-06 10:00:01
    of those error corrections required a clawback recovery analysis 2. Part I, Item 1. ... Boxes for Financial Restatements and Clawback Analysis  Form 10-K includes two ...
  7. Should You Make Your Executive Severance Plan Subject to ERISA... Published: 2025-01-19 12:04:34
    ... Clawbacks. A severance plan document, including a plan subject to ERISA, can incorporate clawback provisions that would allow the employer to halt or even recover severance ...
  8. An Example of Revisiting Employment Agreements : TheCorporateCounsel... Published: 2004-09-27 05:39:06
    re-examine, modify existing arrangements - Fixing and adding "cause" provisions and clawbacks - Ways to address current excessive compensation and how to have a difficult ...
  9. A "Wow": Corp Fin Allows Exclusion of Golden Parachute Shareholder... Published: 2010-12-16 07:20:29
    The CEO Dan Ustain that presided over this alleged fraud was the subject of a relatively rare Section 304 clawback action from the SEC - but he still runs the company (see this ...
  10. Rumor! SEC to Propose Pay Disparity Rules Soon : TheCorporateCounsel... Published: 2013-07-18 08:34:47
    for Effective Solicitations - The SEC Staff Review Process - Creating Effective Clawbacks (and Disclosures) - Pledging & Hedging Disclosures - The Executive Summary - The Art ...
  11. Coming Soon(ish): SEC's "Semi-Annual Reporting" Proposal : TheCorporat... Published: 2018-10-22 07:31:09
    And these open rulemakings remain on the 'long-term' burner: clawbacks; pay-for-performance; conflict minerals; universal proxy; board diversity disclosures; proxy plumbing - and a ...
  12. More Coming Attractions: Acting SEC Chair Highlights Regulatory... Published: 2025-02-24 21:21:52
    new rules, including cybersecurity disclosure, the Rule 10b5-1 amendments, and the clawback rules, and has provided only limited relief to EGCs for its climate disclosure rules. ...
  13. More Fake News: Twitter's "Unreal" Tender Offer : TheCorporateCounsel... Published: 2015-07-15 09:20:06
    Please print these "Course Materials" in advance... Don't forget to tune into today's CompensationStandards.com webcast - "Clawbacks: What Now After the SEC's Proposal" - to hear ...
  14. SEC Pushes Back Dates for Executive Compensation & Other Rulemakings... Published: 2011-08-02 07:11:18
    broker voting of uninstructed shares Thus, it seems unlikely that all five of the clawback, pay-for-performance, CEO pay ratio, incentive compensation rules for large financial ...
  15. Transcript: "The Latest: Your Upcoming Proxy Disclosures" : TheCorpora... Published: 2025-02-05 07:22:52
    I'm less concerned about the other two rules, pay versus performance and the clawback ... As for the clawback rule, we're just beginning to see the scope and implications of the ...
  16. TheCorporateCounsel.net's Published: 2024-07-30 08:17:51
    .........2-50 - Clawback-Related Actions ......Clawback-Related Actions The company must indicate whether its financial statements ...
  17. SHAREHOLDER INITIATIVES Published: 2018-10-30 16:44:43
    ... Adopt or Amend Recoupment Provisions ("Clawbacks") ......RECOUPMENT PROVISIONS ("CLAWBACKS") We have revised our policy concerning proposals ...
  18. XPP-PDF Support Utility Published: 2010-07-20 19:59:57
    ... The clawback covers all current and former executive officers and is triggered by a ... SEC filing is made. 5. Clawback Policies s Listing Standards Regarding Clawbacks. ...
  19. Preparing Your 2015 Form 20-F Published: 2015-12-17 12:29:49
    ... Dodd-Frank Clawback Rule On July 1, 2015, the SEC proposed a rule implementing Section 954 of the Dodd-Frank Act, which requires listed companies to implement clawback policies to ...
  20. Corporate_Dodd-FrankProvisions_July 27 2010.doc Published: 2010-07-30 12:53:18
    of financial statements triggers a "clawback", brokers' ability to vote shares for ... Compensation "Clawback" Provisions Section 954 of Dodd-Frank requires that the SEC adopt ...
  21. SEC Adopts Amendments to Rules Governing Rule 10b5-1 Trading... Published: 2023-06-27 14:23:19
    reporting events, such as an extraordinary investment loss or limited partner clawback. ... o General Partner and Limited Partner Clawbacks - New Question 82 has been added to ...
  22. Financial Reform Act Brings Significant Executive Compensation... Published: 2010-07-16 16:14:52
    to compensatory matters generally. 2 Clawback Policies National securities exchanges ... Issuers must also disclose their clawback policies. The Reform Act does not specify an ...
  23. Non-GAAP Measures: The Blacklined CDIs : TheCorporateCounsel... Published: 2016-05-19 08:19:45
    Now What 8. P4P: Post-Panel Commentary 9. Creating Effective Clawbacks (& Disclosures) 10. Clawbacks: Post-Panel Commentary 11. Pay Ratio: Now What 12. Pay Ratio: ...
  24. SEC Issues New Pay Ratio Analysis (& Our 20% "Executive Pay Conference... Published: 2015-06-05 12:11:32
    The SEC's new pay-for-performance & hedging proposals - not to mention the coming clawback ... What to Do Now - Creating Effective Clawbacks (& Disclosures) - Pledging & Hedging ...
  25. Current Developments in SEC Enforcement for Public Companies... Published: 2024-03-21 16:57:32
    and transactions  Section 304(a) clawbacks  Self-reporting and cooperation  ... Lewis 12 www.morganlewis.com SOX 304 Clawbacks Aggressive Approach to Clawbacks of ...
  26. Securities Advisory Preparation for 2014 Fiscal Year-End SEC... Published: 2015-02-03 15:15:26
    such as executive compensation clawbacks, stock ownership guidelines, and ... A clawback policy that includes equity grants - Clawback policies are seen as potentially ...
  27. Current Developments in SEC Enforcement for Public Companies Published: 2023-06-06 14:29:37
     Insider trading  SOX 304 clawbacks  Cryptoassets  Regulation FD  ... terms of each such plan. 53 SOX 304 Clawbacks Aggressive Approach to Clawbacks of ...
  28. Ms. Vanessa Countryman Secretary Securities and Exchange Commission Published: 2023-04-05 15:46:01
    and the implementation of a compliant clawback policy has substantial complexity, with ... related to implementing a compliant clawback policy that affects their controls and ...
  29. Preparation for 2021 Fiscal Year-End SEC Filings Published: 2022-02-03 15:15:18
    ... Other developments we discuss in this memorandum include director overboarding, clawback ... SEC Clawback Policy Redux . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...
  30. Governance Insights Center Executive Compensation Series Published: 2016-07-25 19:19:46
    * Mandating executive compensation clawback policies in the case of restatements * ... as well as anticipated rules on clawbacks and a new pay- for-performance ...
  31. New York Washington, D.C. Los Angeles Palo Alto... Published: 2023-03-07 16:41:25
    on the Criminal Division's Pilot Program Regarding Compensation Incentives and Clawbacks. ... decisions." 2 B. COMPENSATION AND CLAWBACK PROGRAMS The Department's announcements ...
  32. ISS's New Equity Plan Scorecard - A Closer Look (CE Jan-Feb 2015... Published: 2025-01-19 12:04:33
    ... company policy or the plan imposes a clawback provision on awards, or (iv) company ... at pg 7) or adopting a clawback policy or a post-vesting/exercise holding requirement. ...
  33. 2017 Proxy Season Preview Published: 2017-03-11 13:34:58
    Corporate governance rules that were proposed (but not finalized) prior to the presidential election, including pay versus performance and clawback requirements, are unlikely to ...
  34. FEBRUARY 2009 Published: 2009-02-27 13:31:16
    of the TARP recipient Maintenance of a clawback policy A prohibition on any "golden ... Expanded Clawback Policy The amended provisions will require TARP recipients to provide ...
  35. Microsoft Word - 02-18-09 Congress Expands Restrictions on Executive... Published: 2009-02-19 15:26:14
    and excessive risks" * Required "clawback" provisions to recoup bonus, retention ... Clawback Provisions. The TARP recipient must have in place a provision for the "clawback" ...
  36. PROXY PAPER(tm) GUIDELINES AN OVERVIEW OF THE GLASS LEWIS APPROACH... Published: 2020-12-02 18:04:05
    ... Adopt or Amend Recoupment Provisions ("Clawbacks") ......ADOPT OR AMEND RECOUPMENT PROVISIONS ("CLAWBACKS") Section 954 of the Dodd-Frank Act ...
  37. UNITED STATES PROXY PAPER Published: 2014-11-05 12:53:05
    ... 29 Recoupment Provisions ("Clawback") ......to an executive that does not include a clawback provision and the company had a material ...
  38. New York Washington, D.C. Los Angeles Palo Alto... Published: 2010-07-06 14:05:46
    Say on Pay, Votes on Golden Parachutes, Disclosure of Institutional Investor Voting, Clawbacks, Compensation Committee and Adviser Independence, and Limiting Broker Non-Votes ...
  39. Executive Compensation and the Emergency Economic Stabilization... Published: 2008-10-08 13:59:38
    the value of the institution; (B) a "clawback" with respect to incentive compensation ... The compensation limits to deter excessive risk taking, the clawback provision and the ...
  40. United States Published: 2022-11-18 12:20:07
    ... 60 Recoupment Provisions (Clawbacks) ......Recoupment Provisions We have revised our discussion on clawback policies to reflect new ...
  41. 2009-2010 Corporate Governance Reforms Published: 2010-03-05 12:53:27
    ......... 13 Clawbacks ......Last updated 2/23/2010 Page 14 of 33 Clawbacks Bill/Rule Proposed Amendment Status ...
  42. 1/10/24, 10:41 AM Preparing for ... Published: 2024-01-10 10:42:08
    ... Executive Compensation Clawback Policies This year, public companies must include their executive compensation clawback policy as an exhibit to their Form 10-Ks. This policy, which ...
  43. 2024 Benchmark Policy Guidelines Published: 2023-11-16 15:57:07
    ... 61 Recoupment Provisions (Clawbacks) ......Clawback Provisions In light of new NYSE and Nasdaq listing requirements to comply with ...
  44. New Executive Compensation and G Published: 2025-01-19 12:03:50
    Expands both the scope and the depth of required clawback provisions. Prohibits ... Expanded Compensation Clawback Provision. A TARP recipient's top five proxy officers (and ...
  45. What's Going On with CEO Pay Ratio Disclosure (and the Rest of... Published: 2025-01-19 12:04:34
    ... the company has made a material change to executive compensation packages, weaken the clawback requirements, eliminate the requirement for disclosure of policies governing hedging ...
  46. The Spotlight is on Non-GAAP Financial Measures of Performance... Published: 2025-01-19 12:04:34
    ... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods; the company's policies regarding adjustments to its ...
  47. Clarification on Application of 8-K : TheCorporateCounsel.net... Published: 2004-08-25 05:41:20
    Thanks to Suzanne Rothwell of Skadden Arps for the heads up as usual! The Use of Clawback ... of Jones Day regarding The Use of Clawback Provisions: Putting a Price on Disloyalty. ...
  48. Say-on-Pay: A Fourth Failed Vote (and Perhaps a Fifth If You... Published: 2011-03-24 08:19:48
    ... Another Clawback Case: Beazer Homes Here's news from John Savarese and Wayne Carlin drawn ... The SEC recently announced a settled enforcement action in which it obtained a "clawback" ...
  49. Our Upcoming Perk Survey : TheCorporateCounsel.net Blog Published: 2006-10-02 06:24:36
    chair of the compensation committee.)" Clawback provisions clearly are "in." Next Thursday, hear this ISS bonus panel as well as catch the panel about "how to do clawbacks?" ...
  50. Senator Dodd Releases Draft Financial Reform Bill : TheCorporateCounse... Published: 2009-11-11 07:14:09
    ... current Performance Graph. - Clawbacks (Section 955) - The bill would require companies to develop and implement a compensation recovery ("clawback") policy that would (i) be ...
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