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Results from: TheCorporateCounsel.net
  1. Say-on-Pay: Failures #15-18 : TheCorporateCounsel.net Blog Published: 2012-05-22 05:37:50
    ... Solicitation 4. The Latest SEC Actions & CD&A Developments: Compensation Advisors, Clawbacks, Pay Disparity & More 5. Refining Your Pay-for-Performance Message & Addressing the ...
  2. The SEC's Coming Pay-for-Performance Proposal: My Eight Cents... Published: 2015-04-24 08:59:11
    ... What Now - Peer Group Disclosures: The In-House Perspective - Creating Effective Clawbacks (and Disclosures) - Pledging & Hedging Disclosures - The Executive Summary - The Art ...
  3. SCOTUS: 5-Year Statute Applies to SEC Disgorgements : TheCorporateCoun... Published: 2017-06-06 13:28:22
    ... A Conversation with Nell Minow 11. Proxy Access: Tackling the Challenges 12. Clawbacks: What to Do Now 13. Dealing with the Complexities of Perks 14. The Big Kahuna: Your ...
  4. Virtual Annual Meetings: Updated "Best Practices" : TheCorporateCounse... Published: 2018-04-17 07:29:42
    ... 6. Navigating ISS & Glass Lewis 7. Proxy Disclosures: The In-House Perspective 8. Clawbacks: What to Do Now 9. Dealing with the Complexities of Perks 10. Disclosure for ...
  5. New Life for House's Truth-in-Pay Bill : TheCorporateCounsel... Published: 2006-05-12 06:59:01
    ... Now that is a clawback - one of the largest fines ever handed down for an individual charged with accounting fraud! [The SEC had sought $60.9 million but the court did not rule on ...
  6. More about "Why" the SEC's December Rule Changes : TheCorporateCounsel... Published: 2007-01-10 06:46:50
    ... One of the first steps a board can take is to ensure properly worded clawback provisions are added to outstanding contracts - see more in our "Clawback Provisions" Practice Area on ...
  7. Parsing the Proxy Access Comment Letters : TheCorporateCounsel... Published: 2009-10-01 07:03:14
    ... Pointers: How to Implement 'Say-on-Pay' - The New Challenges of Bonuses (and Clawbacks) - How to Handle 'Out-of-Money' and Other Down-Market Arrangements - Dealing with the ...
  8. Analysis: What Frequency for the Say-on-Pay Vote? : TheCorporateCounse... Published: 2010-11-09 07:02:07
    ... and risk behavior, using an array of measures to mitigate such risk including clawbacks and stock-holding guidelines. - A number of non-financial companies retain ...
  9. Conflict Minerals: Commerce Department Publishes List (A Year... Published: 2014-09-10 08:17:43
    ... Disclosure - Peer Group Disclosures: The In-House Perspective - Creating Effective Clawbacks (and Disclosures) - Pledging & Hedging Disclosures - The Executive Summary - Dealing ...
  10. SEC's Chief Accountant Recaps Activities & Priorities: What a... Published: 2021-12-07 07:35:03
    ... compensation clawbacks. - Liz Dunshee Take Me Back to the Main Blog Page Blog Preferences: Subscribe, unsubscribe, or change the frequency of email notifications for this blog. ...
  11. President Obama Announces New Restrictions on Executive Compensation... Published: 2009-02-06 16:40:51
    ... to a nonbinding shareholder resolution. * Mechanism to "Clawback" Bonuses. Mechanisms will be required to "clawback" bonuses and incentive compensation from the top 25 senior ...
  12. Issues to Consider: To Participate in the Treasurys Capital... Published: 2008-10-30 13:49:31
    ... most highly compensated officers) will need to be amended to require repayment (or "clawback") of bonuses or incentive compensation that were based on materially inaccurate ...
  13. Alphabetical Resolutions Key 2 Published: 2019-03-08 14:51:10
    ... Board Oversight - Risks Related to the Opioid Crisis 150 Executive Incentive Pay Clawback ... to the Opioid Crisis 151 Executive Incentive Pay Clawback 152 Texas Instruments Inc. ...
  14. Timely Takes Published: 2025-01-22 15:00:05
    Topics: SolarWinds Case: Court dismisses most SEC claims Staff comment letters on clawback recovery analysis disclosure IRS guidance on buyback excise tax PwC survey: c-suite views ...
  15. ARNOLD Published: 2009-02-13 15:19:48
    ... employees." clawback provisions ƒ ƒ . Under existing government assistance programs such as the CPP, only the top fve senior executives are subject to a "clawback" provision to ...
  16. ClearBridge Market Update ISS Issues 2025 Benchmark Policy Updates Published: 2024-12-23 15:21:40
    December 23, 2024 ClearBridge Market Update Clawback Policy * To receive credit for a "robust" clawback policy in the "Executive Compensation Analysis" section of ...
  17. SEC Accounting and Auditing Enforcement Activity„Year in Review... Published: 2023-05-01 13:27:17
    of the Sarbanes-Oxley Act of 2002 (the so-called "clawback" provision) increased sharply. ... years. (page 5) * In FY 2022, nine actions alleged violation of the "clawback" provision. ...
  18. T H E D I T I O N Guide to Effective Proxies DFINsolutions.com Published: 2020-09-18 11:13:13
    ... Proxy Summary (continued) Alignment with Stockholder Interests Clawback and Anti- Hedging and Pledging Policies ✔ Our clawback policy permits the Company to recoup certain ...
  19. Trimming Back the Claws: Eleventh Circuit Strengthens Creditor... Published: 2022-07-25 15:16:12
    Beaulieu's assets, including "clawback" claims for avoidable preferential ... $695,000 should not reduce the trustee's clawback of the $421,000 pre-bankruptcy payment. ...
  20. US Deputy Attorney General Monaco Announces Revised Policies... Published: 2022-09-27 17:42:24
    ... that incentivize compliant behavior, such as executive compensation clawback provisions. ... employee discipline, compensation clawbacks, restitution, management restructuring, ...
  21. View PDF Published: 2024-01-22 10:49:05
    ... clawback provisions; and A new Provision 38 has been included, which asks companies to include in their annual reports on remuneration a description of their malus and clawback ...
  22. Financial Reform Addresses Executive Compensation and Corporate... Published: 2010-05-27 20:21:42
    ... Clawback Policies The Senate bill would require the exchanges to include the adoption of a clawback policy as a listing requirement. Specifically, a company would need to adopt a ...
  23. Microsoft Word - NY2-#657511-v1-Client_Alert_--_A_New_Era_for... Published: 2009-03-03 15:46:53
    ... and imposing a new compensation clawback right on the 25 most highly paid executives. ... Compensation arrangements to provide for clawback of any incentive compensation that was ...
  24. MoFo Body Text Published: 2010-07-22 11:36:11
    ... and change-in-control provisions, clawbacks, stock ownership policies and incentive ... CLAWBACKS The Act requires that stock exchange listing standards be amended to require ...
  25. © 2022 Troutman Pepper Hamilton ... Published: 2022-09-27 17:32:40
    ... Compensation Clawbacks: In assessing a compliance program, prosecutors also will consider whether a corporation's compensation system incorporates compensation clawback provisions ...
  26. Proxy Advisory Firms Update Proxy Voting Guidelines Published: 2014-11-10 19:12:00
    ... Glass Lewis' new guidance disfavors out-of- plan equity grants, supports clawbacks and ... conditions; and (5) whether the company maintains clawback and shareholding requirements. ...
  27. Governance Group, Published: 2010-07-14 15:00:27
    July 12, 2010 FEDERAL COURT REFUSES TO DISMISS SEC CLAWBACK CLAIM AGAINST CEO OF A COMPANY ... the issue whether SOX's controversial clawback provision requires reimbursement absent ...
  28. 'B' rla 6-29-10 Published: 2010-06-30 12:56:15
    ... implement and disclose a "clawback" policy for recovery of incentive compensation. ... There is no deadline for the SEC to issue the required new and amended rules. Clawback ...
  29. S&C Publication: Key Considerations for Upcoming 2023 Form 10... Published: 2025-02-24 15:54:13
    ... MJDS issuers are not subject to the new disclosure rules. Clawback Disclosures. Beginning ... fiscal year are required to file their clawback policies as exhibits and to indicate by ...
  30. Supreme Court Ends SEC's Theory of "Implied Representation" ... Published: 2011-06-17 06:43:23
    ... New Golden Parachute Requirement - The Latest SEC Actions: Compensation Advisors, Clawbacks, Pay Disparity & Pay-for-Performance - Dealing with the Complexities of Perks - ...
  31. A Little Debunking of the SEC's Records Destruction: "What is... Published: 2011-08-19 07:56:48
    ... Options? - SEC Commissioners Reject Enforcement Staff Proposal to Settle Clawback Case - Clawbacks: Open Issues for the SEC - Senate Democrats Defend Pay Equity Disclosure ...
  32. Crowdfunding: Should More Companies Be Going Public? : TheCorporateCou... Published: 2011-09-19 07:37:06
    ... Here are some of the latest entries: - Internal Pay Disparity: Comments Coming In Ahead of SEC Proposals - Say-on-Pay Post-Mortems - An Analysis of Recently Adopted Clawback ...
  33. IPOs: Are You Ready for Some (Fantasy) Football? : TheCorporateCounsel... Published: 2019-03-26 08:38:46
    ... Fallout - The Top Compensation Consultants Speak - Navigating ISS & Glass Lewis - Clawbacks: #MeToo & More - Director Pay Disclosures - Proxy Disclosures: 20 Things You've ...
  34. Podcasts! Podcasts! Podcasts! : TheCorporateCounsel.net Blog Published: 2021-01-08 10:31:25
    ... Mike cited 11 rules adopted by a 3-2 vote since July, which could be vulnerable to this clawback. In the year-end report on the activities of the Office of the Investor Advocate ...
  35. Cybersecurity Disclosure: SEC Enforcement Brings Fraud Charges... Published: 2023-10-31 07:48:37
    ... And in a parallel to the new Dodd-Frank clawback rules, the SEC didn't like that he exercised options and sold SolarWinds stock during the time leading up to the announcement of ...
  36. XBRL: SEC Staff Provides First Guidance In Years : TheCorporateCounsel... Published: 2014-07-10 08:45:46
    ... - In-House Perspective: Strategies for Effective Solicitations - Creating Effective Clawbacks (and Disclosures) - Pledging & Hedging Disclosures - The Executive Summary - The Art ...
  37. Timely Takes Podcast Published: 2025-01-22 09:36:37
    The SEC's priorities under Paul Atkins Glass Lewis 2025 updates ISS 2025 updates Nasdaq developments Recent staff clawback comments Listen Here: 1. Streaming Audio (for faster ...
  38. 2010-CA-Dodd-Frank.indd Published: 2010-07-16 16:06:00
    ... Q Revise Compensation Committee charter as necessary. Clawbacks Q Requires companies to ... Q Requires clawback of any portion of incentive compensation that would not have been ...
  39. Microsoft Word - Client Alert - Inadvertent Document Production... Published: 2008-06-12 15:18:12
    possible and practical, enter into a clawback agreement with opposing counsel to ... Although they initially pursued entering into a "clawback agreement" with Plaintiffs - an ...
  40. US IPO Guide Published: 2024-06-17 14:53:53
    ... Incentive-Based Compensation Clawbacks ......FD policy, incentive-based compensation clawback policy, and identification of executive ...
  41. Microsoft Word - 26May10FRB.doc Published: 2010-05-27 12:50:56
    ... CEO. * Executive compensation clawbacks. Listed companies would be required to develop, implement and disclose policies with respect to the clawback of incentive- based ...
  42. 1 Published: 2023-10-13 10:52:37
    ... borrowing from a fund under management. 10. With respect to GP clawbacks, advisers may not reduce their clawback amounts by the hypothetical maximum tax payable (e.g., the ...
  43. Keeping the IPO Door Open … What Every PE Portfolio Company... Published: 2023-01-17 13:29:18
    ...  Consider lead time to develop a clawback policy that will be required for all ... 16. Consider the impact of new "clawback" requirements The SEC has adopted rules ...
  44. The SEC recently proposed rules that will permit issuers to satisfy... Published: 2010-09-20 22:56:41
    ... clawback policies and stock ownership and "hold til retirement" policies, should consider doing so. (As discussed below, companies will now be required to have clawback ...
  45. ISS: New Draft Approaches to Equity Plan & Independent Board... Published: 2014-10-16 08:14:07
    ... (as opposed to strictly time-based vesting), whether the company maintains a clawback policy, and whether the company has established post-exercise/vesting holding requirements. ...
  46. TheCorporateCounsel.net's Published: 2024-08-20 10:53:52
    ... Summary ...... 31-72 - Clawback Policy ......See Release No. 34-84509. Clawback Policy In October 2022, the SEC adopted final rules ...
  47. activePDF WebGrabber Published: 2009-01-30 20:41:21
    "unnecessary and excessive risks" that may impact the value of the institution, 2) clawback any bonus or incentive paid based on materially inaccurate earnings statements or ...
  48. Microsoft Word - EC Bulletin Hall et al article on Dodd-Frank... Published: 2010-07-01 13:46:54
    ... Clawbacks Dodd-Frank requires public companies to establish policies to recover certain ... Both current and former executive officers are subject to this clawback. The legislation ...
  49. of Horribles (as sent to NYLJ).DOC Published: 2009-07-23 17:02:55
    of directors, executive compensation clawbacks, say-on-pay and independence ... This mandatory "clawback" obligation would require recovery or cancellation of such ...
  50. http://cecollect.com/ve/ZZ7680hCt68kijm891/stype=print Published: 2009-02-19 15:38:04
    ... Expand the coverage of so-called "clawback" provisions-which allow the TARP ... SEOs No substantive change from Stabilization Act Clawback of bonus, retention award or ...
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