This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
Cleary M&A and Corporate Governance ... Published: 2018-11-02 13:14:48... recoupment provisions ("clawbacks") and is focusing on the specific terms of these policies, rather than merely analyzing whether the clawback satisfies minimum legal requirements. ...
-
Corporate Governance and Executive Compensation Provisions in... Published: 2010-05-25 12:46:19... C. Recovery of Erroneously Awarded Compensation (Clawbacks) Section 954 of the Senate Bill ... that does not adopt "clawback" policies to recover compensation in certain circumstances. ...
-
http://ipublish.ehoganlovells.com/create_email_08.asp?MID=61072 Published: 2010-07-26 19:10:53... Recovery of Erroneously Awarded Compensation (Clawbacks) To comply with the Act and ... to develop and implement a clawback policy for compensation based on financial results. ...
-
Microsoft Word - nusbacher_sox redux corporate governance_aug2010... Published: 2010-08-16 14:05:38... Clawbacks The Act provides that the following provisions are to be implemented through ... Adoption of Clawback Policy. Listed companies will be required to adopt and implement a ...
-
W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2024-12-16 15:47:13... is needed in order for ISS to consider a clawback policy "robust," as displayed in the ... is needed in order for ISS to consider a clawback policy "robust," as displayed in the ...
-
Microsoft Word - CGR Memo - ISS and Glass Lewis Issue Proxy Voting... Published: 2024-04-01 12:16:20... Clawback Provisions. In response to new New York Stock Exchange and Nasdaq listing requirements, Glass Lewis has updated its discussion of clawback provisions. Glass Lewis believes ...
-
LEGAL UPDATE Published: 2024-06-06 09:23:16... Examples include (i) charging investigation-related fees without disclosure or consent, (ii) tax adjusting the adviser's carried interest clawback without reporting the clawback ...
-
Events". This Client Alert is Published: 2010-10-22 13:03:47... Clawback Section 954 of the Act builds on Section 304 of the u.S. Sarbanes-Oxley Act of 2002 ("SOX") by directing the SEC to require national securities exchanges to adopt clawback ...
-
PricewaterhouseCoopers LLP, 400 Campus Dr, Florham Park, NJ 07932 Published: 2012-04-09 18:59:00... company instituted clawback provisions in the contracts of the CEO and/or other senior-level executives? If not, why? If so, are the triggers of the clawback provisions clearly ...
-
Legislative_Update_05.26.10:Layout 1.qxd Published: 2010-05-27 20:37:27... Expanded Clawback Requirements * The Bill would require the SEC to adopt rules to direct ... that is not in compliance with compensation clawback requirements included in the Bill. ...
-
New York Washington, D.C. Los Angeles Palo Alto... Published: 2016-07-11 17:25:35... calling for the prohibition of "golden parachutes" and for the adoption of clawbacks. ... 35 0 4 Stock retention 11 11 17% 23 0 0 Clawbacks 6 16 14% 29 0 0 Other ...
-
Era Anagnosti Colin J. Diamond Maia... Published: 2020-01-06 10:58:46... to do so for this year's proxy disclosure. (5) Clawback Policies on the SEC Agenda Again: The SEC's proposed clawback rules from 2015 pursuant to Section 954 of the ...
-
Webcast Published: 2025-01-19 12:04:53They thought the SEC would finally adopt the Dodd-Frank rules regarding clawbacks and ... compensation proposals that look like clawbacks, and compensation proposals that look ...
-
ISS and Glass Lewis Update 2024 Proxy Voting Policies Cooley Published: 2023-12-28 14:25:27... adopted for 2024. Compensation Clawback provisions Glass Lewis believes, in addition to meeting listing requirements, that effective clawback policies should provide companies ...
-
© 2023 Troutman Pepper Hamilton ... Published: 2023-05-11 15:24:52... Any general partner clawback or a limited partner clawback (or clawbacks) in excess of an aggregate amount equal to 10% of a reporting fund's aggregate capital commitments; ...
-
© 2023 Winston & Strawn LLP Published: 2023-05-10 14:55:13... partner clawbacks in excess of 10 percent of a fund's aggregate capital commitments have occurred (including the effective date thereof, and the reason for any such clawback). ...
-
Citigroup Inc. Published: 2025-01-29 15:22:10... governance practices, including expanded clawback policies and a new requirement that ... The risk mitigants include substantial deferrals, vesting periods, broad-based clawbacks, ...
-
Accounting for Equity Awards in an Acquisition (CE Nov-Dec 2014... Published: 2025-01-19 12:04:33... In the grant practices area, points are assigned based on the company's historical burn rate, as well as other practices (e.g., clawback provisions). Finally, points are assigned ...
-
Compensia Published: 2010-08-25 20:09:11Compensation Recovery ("Clawback") Policy Listed companies Although there is no deadline for SEC rulemaking, we expect these rules to be in place for the 2011 proxy season ...
-
Section 1 Published: 2010-03-16 21:32:24... This may, but is not required to, include graphic representation. Clawback (recovery of ... information and the implementation of clawback policies enabling the recovery of ...
-
160529848_1 Published: 2009-02-06 16:45:15Under the Capital Purchase Program, "senior executive officers" subject to golden parachute prohibitions and bonus clawbacks are the "named executive officers" identified on Form ...
-
http://reedsmithupdate.com/ve/ZZe90h72718792XE651 Published: 2009-02-18 11:18:29governance standards during the period when any TARP obligation is outstanding: Clawbacks of certain incentive compensation and bonuses for Senior Executive Officers ("SEOs") ...
-
Edition Published: 2017-11-22 16:14:00... and Pledging . . . . . . . . . . 42 "Clawback" Policy Regarding the Adjustment or ... . . 29 Equity Ownership Requirements and Clawback and No Pledging Policies . . . . . . . . ...
-
CATALYZING CORPORATE CHANGE SHAREHOLDERS CALLING THE WORLD'S Published: 2018-08-14 16:36:02ANADARKO PETROLEUM: (CLIMATE CHANGE) AMEREN: (WATER RISK/COAL ASH) AMERISOURCEBERGEN: (CLAWBACKS) RANGE RESOURCES: (METHANE) Successful Withdrawals Importantly, resolutions ...
-
Publication_A4_WP357465_CCook_LON Published: 2012-05-30 18:46:51.........157 I. "Clawback" of Incentive-Based Compensation ... implementation and disclosure of clawback policies; annual disclosure of ...
-
Summary Published: 2023-03-14 20:28:09in our prior alerts on the DOJ's announcements of new policies on clawbacks and voluntary self-disclosure) with a revised Evaluation of Corporate Compliance Programs policy (ECCP). ...
-
Updating Form 10-K Published: 2025-01-22 08:06:53... and * Shell company status. * Clawback checkbox requirement: As discussed in ... If any of the error corrections are restatements that required a recovery, or "clawback," ...
-
Corporate Governance Published: 2021-02-23 17:18:19... Robust Results ► Keywords: Clawbacks, Equity mix, Hedging/ pledging ► Tickers or ... Search By Top 2020 Searches ► COVID-19 ► Coronavirus ► Clawbacks ► Equity mix Need ...
-
RiskMetrics Group Releases 2009 Proxy Voting Policies Published: 2009-01-07 10:53:11RiskMetrics also may recommend a vote for shareholder proposals on clawbacks of incentive pay if the company's policy on the issue does not meet best practices standards. ...
-
2008-06_VoluntaryAbandonment_Turner:Quark.qxd.qxd Published: 2008-06-26 11:24:09Such non- waiver, or clawback, agreements are contemplat- ed in Rule 26(f)(3) of the Federal Rules of Civil Procedure. 2 The parties began the process of securing the non-waiver ...
-
View PDF Published: 2024-04-26 11:47:03literal non-compete clauses to include other common-place compensation arrangements which create significant disincentives to work for a competitor (e.g., compensation clawbacks). ...
-
The SEC (U.S. Securities and Exchange Commission) recently hosted... Published: 2024-04-17 14:48:00... The SEC is also continuing its practice of seeking Sarbanes-Oxley Act Section 304 "clawbacks," under which the SEC can seek clawbacks of executive compensation, including bonuses ...
-
Microsoft Word - 9QVG01!.DOC Published: 2004-09-16 10:56:52partners of its fund agreement are the third-party beneficiaries of the LLC's right to recall distributions to its members in the event of a clawback under the fund agreement. ...
-
OMelveny & Myers LLP 2010 Proxy Guide Published: 2012-02-06 19:29:17... of stock ownership guidelines and clawback policies). Say-on-pay led many ... of companies' clawback policies. * Political Contributions Proposals Will Be a Focus. ...
-
http://reaction.orrick.com/rs/vm.ashx?ct=24F76C1BDFE00AEDC1D180 Published: 2010-07-30 17:04:38... investigations, examinations and lawsuits. 6. New Executive Compensation "Clawback" Rules. ... listed with national securities exchanges and associations to enact "clawback" policies. ...
-
Dodd-Frank: What's on the Radar Through... Published: 2011-08-30 19:36:29... Rule Proposals Expected (with adoptions to follow in 2012) Clawback. Mandating new listing standards requiring companies to adopt and disclose a compensation clawback policy to ...
-
Proxypulse-3rdEdition-2015-Web_Final.indd Published: 2015-08-28 17:02:43New rules from the SEC on the CEO pay-ratio disclosure, as well as anticipated rules on clawbacks and pay for performance disclosure, could impact say-on-pay voting in the future. ...
-
ATTORNEY ADVERTISING Published: 2018-11-30 16:18:31... Clawbacks. Glass Lewis adopted a new policy that is focused on the specific terms of clawback policies, rather than merely whether a company maintains a clawback that simply ...
-
Chair_Genslers_Insight_on_the_SECs_New_Regulatory_Agenda Published: 2021-06-29 12:54:07... on executive compensation to implement provisions of the Dodd-Frank Act: - Clawbacks. ... disclosures about a company's "clawback" policy to recoup incentive-based ...
-
(International) Riskmetrics Group Issues Its 2010 Policy Updates... Published: 2009-12-01 13:24:10of whether the pay practices discourage excessive risk-taking - examples of these practices include clawbacks, hold- backs, stock ownership requirements, and deferred bonuses. ...
-
New York Published: 2019-07-12 20:01:34... in 2018, two proposals (both related to clawbacks) passed in 2019. Compensation-related ... business risk oversight, misconduct clawback policies, exclusion of legal/compliance ...
-
A U T H O R S Andrew Cooley Janet Holmes ... Published: 2022-03-30 15:04:37for meeting materials, mandatory say-on-pay voting and required disclosure concerning clawbacks of executive compensation and the well-being of employees, retirees and pensioners. ...
-
11/7/2014 Proxy Advisor Policy Updates... Published: 2014-11-07 15:03:55practices related to a variety of factors, such as greater use of performance-based equity, risk mitigation elements (e.g., clawbacks) and the expected duration of share requests. ...
-
SEC Proposes Significant Amendments to Form PF and One-Business... Published: 2022-02-05 17:43:17... transaction. 2. General Partner or Limited Partner Clawback The reporting fund effectuates (1) a general partner clawback or (2) a limited partner clawback or clawbacks in ...
-
Andrew L. Oringer Partner, ERISA and Executive Compensation Practice Published: 2008-10-06 11:33:28... Limitation on Incentive Pay X X X Clawbacks X X X Lost Deductions Existing $1 Million ... However, EESA does not define the phrase "unnecessary and excessive risk." Clawbacks If ...
-
Compensation Committee Governance in an Era of Increased Public... Published: 2010-11-04 13:12:07... The clawback policy should address who will be covered by the policy (required for executive officers, but could have broader coverage), what event(s) will trigger the clawback ...
-
Slide 1 Published: 2004-11-01 14:45:10Reverse Pay-for-Performance: the Computer Associates "clawback" proposal to return ill-gotten bonuses - More to come? Succession Planning: Highlighted by Disney situation, but also ...
-
WSGR Alert Published: 2009-12-28 20:15:32... risk or balance incentives, such as clawbacks, forfeiture or recoupment policies, or ... such as through policies requiring clawbacks or imposing holding periods; the ...
-
Securities and Capital Markets Published: 2023-10-03 12:26:32... clawback policy Item 601(b)(97) of Regulation S-K Exhibit to Form 10-K Companies with equity securities listed on a national securities exchange must adopt a compensation clawback ...
-
View PDF Published: 2023-01-19 16:18:14... Division would be drafting guidance on clawbacks and financial incentives for compliance, ... provide additional guidance related to clawbacks and financial incentives for compliance, ...