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Results from: TheCorporateCounsel.net
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Microsoft Word - 23207188.16 Published: 2010-07-01 14:11:21......... 128 xii 6 - Clawbacks......129 Subject Provisions (Citation) 6 - Clawbacks Requires listed companies must develop ...
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Executive Compensation Alert:New Act Would Require Public Company... Published: 2010-07-07 11:53:14... Recovery of Erroneously Awarded Compensation (Clawbacks) Public companies must disclose ... Companies will be required to have a policy that requires repayment (or a "clawback") of ...
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Microsoft Word - CFI Bulleting TARP Plan _4_.DOC Published: 2008-10-16 19:52:34... senior executives does not encourage unnecessary and excessive risks; (2) required clawback of any bonus or incentive compensation paid to a senior executive based on statements ...
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CorpGovPrinciplesWorksheet.xls Published: 2009-05-26 09:02:26... Clawback Policy x x x CalPERS: Recapture incentive payments made based on achieving performance targets during a period of fraudulent activity or a material negative restatement of ...
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8/18/10 Published: 2010-08-18 18:33:05... Did the company disclose a clawback provision? Companies should consult their advisors to understand their GRId assessment scores, verify and troubleshoot the information used by ...
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http://www.duanemorris.com/alerts/alert3070.html Published: 2008-12-18 13:39:23... compensated executive officers) to take unnecessary and excessive risks; Require the "clawback" of certain compensation paid to a senior executive officer that was paid based on ...
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To Our Clients and Friends: Published: 2012-01-04 12:06:53... seen as good practice, like "hold-through-retirement" provisions and "clawback" policies. ... to propose and adopt final rules on "clawbacks" of executive compensation, and ...
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2013-2014 YEAR-END TOOL KIT FOR 2013 YEAR-END REPORTING AND 2014... Published: 2013-12-18 19:51:00... Monitor proposed/expected SEC compensation-related rules: Pay disparity ratio (proposed; not expected to affect 2014 proxy statements for calendar-year end companies) Clawback ...
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NEW YORK Published: 2024-05-14 09:42:07... Clawback The proposed rules include a clawback provision covering any incentive compensation (cash and equity) for seven years from the time that the award vests. This would mean ...
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RMG Finalizes 2010 Executive Pay Policy Published: 2009-12-28 15:15:44... However, RMG will consider clawback provisions, stock ownership and holding guidelines, and other factors that may mitigate the impact of the potentially risky incentives. On ...
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3/21/23, 9:40 AM President Biden ... Published: 2023-03-21 15:46:35... Earlier this month, for instance, the US Department of Justice (DOJ) published its Compensation Incentives and Clawbacks Pilot Program (the Pilot Program), which we have previously ...
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SEC Charges McDonalds and Former CEO in Connection With Disclosures... Published: 2023-01-12 11:46:11... Sarbanes-Oxley Act, that statute's compensation clawback provision. Given the SEC's generally aggressive views surrounding clawback of executive compensation, companies in the ...
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Glen R. Johnson | Rima Ramchandani Published: 2019-07-11 11:55:17... approach to remuneration of directors and senior management; disclosure about clawbacks from directors or senior management of incentive or other forms of compensation; and ...
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Microsoft Word - 2968780_2.DOC Published: 2008-10-03 18:33:49... the Secretary obtains an equity or debt position, there will be limitations on the amounts and types of compensation for senior executive officers as well as clawback provisions. ...
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SEC Adopts Amendments to the Proxy Rules Concerning Disclosure... Published: 2009-12-22 14:37:13... compensation policies relate to realization of risks resulting from actions of employees in the short term or the long term, such as through clawbacks or required holding periods. ...
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One Column Newsletter Published: 2009-10-16 15:33:07... the Hype: Notes on Key Executive Compensation Issues" discussing the growing use of "clawback" policies.) Restatements also give enforcers and plaintiffs a head start, since a ...
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US Sanctions and Export Control Agencies Issue Joint Compliance... Published: 2023-08-02 15:24:24... NSD will also examine whether the disclosing company has imposed appropriate disciplinary measures, including compensation clawbacks. NSD advises that it will consult with the ...
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Microsoft Word - "Boards of Directors and Risk Management" Published: 2008-11-05 20:26:18... For example, is there a delay in benefit until the return on the risk is realized or a clawback if an undisclosed risk surfaces later? We expect many companies will discuss this ...
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CorpGov_Book2_ECEB_0500908.indd Published: 2008-12-05 11:27:47... In particular, proposals regarding "clawback policies" were previously aggregated in ... SAY-ON-PAY** EXECUTIVE COMPENSATION GENERALLY* CLAWBACK POLICIES* SHARE OWNERSHIP** ...
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2023 Conference Published: 2023-11-04 21:46:48... Bindu Culas - FW Cook Renata Ferrari - Ropes & Gray Abigail Lane - Kirkland & Ellis Maj Vaseghi - Latham 12:40 - 1:40 p.m. Break 1:40 - 2:20 p.m. "Clawbacks: Key Action Items Now" ...
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2013-2014 YEAR-END TOOL KIT FOR 2013 YEAR-END REPORTING AND 2014... Published: 2014-01-15 14:29:00... not expected to affect 2014 proxy statements for calendar-year end companies) Clawback requirements (not yet proposed) Pay-for-performance (not yet proposed) ...
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http://www.dorsey.com/corp_upd_2009_proxy/ Published: 2009-01-09 17:27:17... certain disclosure (e.g., risk analysis, clawback policies, golden parachute and severance ... These include policy updates on "poor pay practices," clawback shareholder proposals, ...
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Europe/International Issues Published: 2025-01-19 12:03:34... Considers Fresh Approach" - Linklaters (4/15) "New Corporate Governance Code - Clawback or Explain" - Linklaters (9/14) "The UK Corporate Governance Code: FRC Consultation" ...
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Akin Gump Alert Template - 2013 Update Published: 2013-12-04 18:26:59... percent. 30 - Clawbacks. The Dodd-Frank Act also calls for the SEC and stock exchanges to implement rules requiring companies to develop and disclose clawback policies for the ...
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Microsoft Word - Finanancial Institutions E-Alert - 10_14_08... Published: 2008-10-15 11:36:42... and excessive risks that threaten the value of the corporation, (2) required clawback of any bonus or incentive compensation based on statements of earnings, gains or ...
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Client Alert: Dodd-Frank Wall Street Reform and Consumer Protection... Published: 2010-06-30 12:45:37... Clawback of Executive Officer Compensation H.R. 4173 requires public companies to develop and implement policies for the recovery of executive officer compensation (including stock ...
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Corporate Governance and Compensation Provisions in Dodd-Frank... Published: 2010-07-01 14:17:24... Clawbacks. The bill would require companies to adopt a clawback policy applicable in the event of an accounting restatement due to material noncompliance with financial reporting ...
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From the Public Company Advisory Group of Weil, Gotshal & Manges... Published: 2018-02-08 16:24:42... Clawback Proposals: BlackRock will typically support shareholder proposals for recoupment from any senior executive whose compensation was based on faulty financial reporting or ...
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Checklist: Corporate Governance Guidelines By TheCorporateCounsel... Published: 2018-11-23 16:47:06... standards (plurality/majority voting) - Poison pill/shareholder rights plan policy - Clawback policy - Procedures for reporting of accounting concerns While - subject to ...
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Shareholder Votes and Proxy Advisors: Evidence from Say on Pay Published: 2012-04-09 18:05:31... mitigating provisions, such as clawbacks) and its responsiveness to shareholder concerns. ... The most common are lack of clawback provisions (156 cases), limited performance-based ...
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IN-DEPTH: Employee feedback Published: 2019-04-17 16:40:36... The proposals sought to limit certain aspects of executive pay and introduce clawback provisions, citing dangers to long-term shareholder value as justification. The proposals ...
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Deputy Attorney General Monaco Announces Updates to Corporate... Published: 2022-09-27 17:31:33... end of the year "on how to reward corporations that develop and apply compensation clawback policies, including how to shift the burden of corporate financial penalties away ...
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Is Your Company About to Graduate from the JOBS Act? Heres... Published: 2017-06-28 19:13:53... it consider) stock ownership guidelines, clawback policies, and other "risk mitigating" ... ownership guidelines, clawback policies, and anti- hedging/anti-pledging policies, etc. ...
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SEC's New Rulemaking Agenda ESG, Investor Protection and Insider Published: 2021-06-16 17:00:00... rules that would require national securities exchanges to adopt listing standards requiring listed companies to adopt certain incentive-based compensation "clawback" policies. ...
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Services Published: 2018-01-03 16:50:02... Several unfinished items from Dodd-Frank are no longer being prioritized, including: pay-for- performance disclosures, clawbacks, universal proxy ballots and enhanced board ...
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Client Alert Published: 2009-02-09 18:14:16... shareholder proposals on "clawbacks" of incentive pay may now receive support if the company's existing policy does not meet the best practices outlined by the US Treasury. ...
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Microsoft PowerPoint - YIR Combined 2-20-24 Published: 2024-03-18 13:43:10... Self-Disclosure Policy (CEP) and the Compensation Incentives and Clawbacks Pilot Program. ... interpretation and application of the Compensation Incentives and Clawbacks Pilot Program. ...
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Disclosure Rules, the Noncompete ... Published: 2024-11-26 23:20:12... to disclose: (i) the relationship between executive officer pay and company performance, (ii) its mandatory clawback policy, (iii) CEO pay ratio and (iv) its hedging policy. ...
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Weil, Gotshal & Manges LLP Shareholder Activism, Engagement, Published: 2015-04-30 17:37:26... whether the company maintains a clawback policy that covers equity grants (deemed ... as hedging of company stock and so-called "clawbacks" of incentive executive compensation. ...
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Webcast Published: 2025-01-19 12:04:51... The second will require the SROs to require that listed companies have a clawback provision for taking back executive compensation when companies have a financial statement ...
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Introduction Published: 2023-05-16 10:25:06... The SEC has also proposed new clawback rules (see the regulatory update on page 18). As ... Listing Standards for Recovery of Erroneously Awarded Compensation (clawback) rule The ...
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The New RiskMetrics Group Brand Published: 2010-01-20 12:45:33... What provisions will become common countermeasures to -excessive‖ risk? Hold til/thru retirement? Clawbacks? Bonus Banks/Holdbacks? www.riskmetrics.com 11 Governance Services ...
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Let's talk governance Published: 2014-05-22 18:17:38... Are disclosing the shareholder-friendly compensation practices the company has adopted (e.g., pay-for-performance clawback policy, double trigger change in control provisions) and ...
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SEC Flexes Its Muscle on Accounting Fraud and Targets More Individuals Published: 2015-09-18 14:52:19... The risk of clawbacks against executives is also only increas- ing. Under Sarbanes-Oxley ... The best way to avoid the possibility of a clawback is to limit the oppor- tunity and ...
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Amid the New Era of Corporate Governance Nasdaq Center for Board... Published: 2022-12-22 12:27:51... Effective for fiscal years ending on or after December 16, 2022 Clawback Rule 4 Public ... Statement on Final Rules Regarding Clawbacks of Erroneously Awarded Compensation. U.S. ...
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S&C Publication: Sanctions and Export Controls Guidance Published: 2023-08-02 13:44:12... ethics program and imposing appropriate disciplinary measures (such as compensation clawbacks) for employees who directly participated in, or who had oversight or supervisory ...
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PUBLICATIONS A Call to Action: Leading ... Published: 2016-07-22 15:59:15... Companies should maintain clawback policies for both cash and equity compensation. Asset Managers' Role in Corporate Governance The report also sets out expectations for the role ...
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Alert Memo Published: 2004-03-11 19:54:18... and interests in Italy. 11 C. Clawback and Other Powers The Marzano Decree enables the Extraordinary Trustee: (i) to initiate so-called clawback procedures, 12 so long as any ...
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Parallel Derivative Action Settlement Outcomes Published: 2022-08-15 14:08:06... or rules governing related-party transactions. * The adoption or strengthening of compensation clawback rules, whistleblower policies, and/or director independence standards. ...
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Section 1 Published: 2010-05-23 18:02:28... Clawback (recovery of "erroneously awarded compensation"). The Senate Bill directs listing exchanges to adopt standards requiring listed companies to have policies enabling the ...