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Results from: TheCorporateCounsel.net
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What audit committees should prioritize in 2023 (pdf) Published: 2023-05-24 19:21:41... for the clawback of incentive-based compensation due to an accounting restatement. ... Companies that have clawback policies should review the terms and consider what changes ...
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GLASS LEWIS - POLICY UPDATES FOR 2023 PROXY UPDATE Published: 2023-02-15 15:49:36... to create new listing requirements for clawback policies in the event of a financial ... to raise concerns at companies with clawback policies that only meet the requirements ...
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2024-2025 YEAR-END TOOL KIT Published: 2025-02-21 11:07:04... Summary of Requirement Clawback check boxes: added by Listing Standards for Recovery of ... Summary of Requirement Clawback check boxes: added by Listing Standards for Recovery of ...
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Corporate Governance Developments and Proposals Published: 2009-07-28 13:24:55... Compensation Proposals (continued) Clawback on Unearned Performance-Based Pay * Require ... are currently subject to special clawback requirements under circumstances ...
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TheCorporateCounsel.net Published: 2024-05-02 08:05:59... would include a failure to adopt a compliant clawback policy within 60 days of October 2, 2023). If NYSE determines that a clawback delinquency has occurred, it will promptly ...
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Microsoft Word - 20110801 SEC Petition.doc Published: 2011-08-04 12:39:09... (18), executives' golden parachutes (7), clawback of incentive compensation (3), and ... (1), executives' golden parachutes (7), clawback of incentive compensation (1), and ...
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Microsoft Word - PGDOCS-#6328790-v2-EXPRESS_SCRIPTS_-_COMPLAINT... Published: 2014-01-07 11:39:00... "[t]here was no clawback policy to recoup unearned executive pay based on fraud or error." ... This statement is false. Express Scripts adopted a clawback policy in 2011, which became ...
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TOP Published: 2015-12-18 11:02:00... rules on pay-for-performance, 66 clawbacks 67 and hedging disclosures. 68 We ... TOP 10 TOPICS For Directors in 2016 ● Clawbacks. The SEC proposed clawback rules in July ...
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2017 PROXY SEASON PREVIEW By Shirley Westcott April 2017 Overview Published: 2017-04-03 12:18:00... major banks on notice to review their clawback policies, risk controls, and employee ... The 2016 Act additionally limited the scope of the clawback rule and amended the SOP ...
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Inside back cover Published: 2012-12-04 15:34:48... items: Implementation and Disclosure of Clawback and Hedging Policies The Act requires ... policy that provides for the recoupment (clawback) of incentive-based compensation in ...
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http://www.dlapiper.com/the-government-acts-on-multiple-fronts... Published: 2009-03-11 22:46:44... that meets certain terms and conditions; Clawback requirements for any bonuses, retention ... that are prohibited and/or subject to clawback requirements; Determining the limits on ...
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Section 1 Published: 2010-08-16 13:37:42... Executive Compensation and Clawback. Section 954 of the Act provides that the SEC must direct national securities exchanges to adopt clawback policies enabling the recovery of ...
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Heads Up Published: 2010-08-16 18:14:35... policies mandating the recovery (or "clawback") of "excess" incentive compensation ... policies mandating the recovery (or "clawback") of "excess" incentive compensation ...
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New Financial Regulatory Reform Bill Impacts Corporate Governance Published: 2010-03-23 20:13:07... Clawbacks A listed company would be required to develop and implement a policy providing: ... Section 304 of the Sarbanes-Oxley Act of 2002 (SOX) already contains a clawback provision. ...
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Blank Published: 2015-07-15 17:51:35... seeking adoption or disclosure of clawback policies (22), with the 13 proposals ... Other challenged proposals included the adoption of a clawback policy (4), the prohibition ...
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Gibson Dunn: Shareholder Proposal Developments During the 2021... Published: 2021-09-01 16:22:32... goals; (ii) compensation clawback policies; (iii) severance and change of ... and only two proposals (relating to clawback policies and incentive plan adjustments, ...
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ISS and Glass Lewis Release Updates to Their Proxy Voting Guidelines Published: 2014-11-18 18:50:34... o whether the company maintains a clawback policy; and o whether the company has ... that it believes recoupment or "clawback" policies should be (i) triggered in the ...
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D E C E M B E Published: 2020-01-02 20:16:23... https://comptroller.nyc.gov/wp-content/uploads/2019/11/Investor-Letter-to-McDonalds-re.-Clawback-11.26.19.pdf The 2018 ... 88% mention they have a clawback policy These numbers are ...
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Microsoft Word - 2024_05_02 FTC Bans Nearly All Noncompetes.docx Published: 2024-05-02 13:31:32... However, a typical clawback of a sign- on bonus where the worker terminates employment ... 2023 in connection with the implementation of Dodd Frank-compliant clawback policies. ...
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629864_003_RRD_BMK.PDF Published: 2014-02-10 15:10:16... proposals (i.e., pay-for-performance, clawbacks, compensation consultants, and conflicts ... such as through policies requiring clawbacks or imposing holding periods; * The ...
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The Proxy Season Field Guide 3rd Edition Published: 2013-08-09 00:07:01... proposals (i.e., pay-for-performance, clawback com- pensation consultants, and ... such as through policies requiring clawbacks or imposing holding periods; * The ...
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629864_003_RRD_BMK.PDF Published: 2014-05-20 16:37:13... proposals (i.e., pay-for-performance, clawbacks, compensation consultants, and conflicts ... such as through policies requiring clawbacks or imposing holding periods; * The ...
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Morrison & Foerster LLP Corporate Finance Practice The Proxy Published: 2016-01-13 13:16:27... proposals (i.e., pay-for-performance, clawbacks, compensation consultants, and conflicts ... such as through policies requiring clawbacks or imposing holding periods; * The ...
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2017-High-Yield-Bond-Study.pdf Published: 2017-05-02 15:11:10... percentage of deals permitting an equity clawback of greater than 35% of an issue during ... EMEA deals in 2016 permitted an equity clawback greater than 35% versus 35% in the U.S. ...
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Regaining Corporate Governance Balance.qxd Published: 2010-04-13 17:21:27... proxy vot- ing system, including the role of proxy advisory firms. * "Clawback" Policies. ... companies to consider whether a clawback policy is appropriate under the circumstances. ...
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The Dodd-Frank Act_Significant Impact on Public Companies.qxd Published: 2010-07-22 13:34:14... and Insights." * New compensation clawback policies applicable to all current and ... restating financial state- ments, with clawbacks applicable even when the officer did not ...
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ATLANTA CHICAGO CINCINNATI CLEVELAND COLUMBUS DAYTON NEW YORK... Published: 2020-05-27 19:44:14... Clawback of Lender Fees for Ineligible Borrowers Lenders also received what appears to be ... eligibility, lenders are now subject to clawback of substantial amounts of fees if the ...
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Microsoft Word - 9266_WeilBriefing_SEC_CG_2010-3-18_v2.doc Published: 2010-03-19 18:51:49... required information. (§ 953) Clawbacks of incentive-based compensation Not addressed. ... than the existing incentive compensation clawback provided by Section 304 of the ...
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PCAG Chart of Board Requirements Published: 2024-11-05 12:41:10... incentive-based compensation recovery (clawback). 122 Weil, Gotshal & Manges LLP 20 ... recovery (clawback). 120 Review of Compensation Committee Charter Not addressed. ...
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A U G U S Published: 2023-08-28 16:23:25... incentive-based compensation recovery (clawback). 122 Weil, Gotshal & Manges LLP 19 THE ... recovery (clawback). 120 Review of Compensation Committee Charter Not addressed. ...
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SEC Comment Letter Including Industry Insights Published: 2015-10-29 17:40:00... and the registrant's financial performance ("pay versus performance") and (2) a proposed rule 2 that would require registrants to adopt clawback policies on executive compensation. ...
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MoFo Body Text Published: 2013-08-09 01:07:00... Clawback Policies - Clawback policies (and similar provisions in executive compensation arrangements) are being adopted with increasing frequency, as companies seek to ensure that ...
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International Business Machines Corporation Dear Stockholders... Published: 2025-01-29 15:18:22... five years, and the cash awards have a clawback (i.e., repayment clause) if an executive ... the long term. * IBM has a policy for "clawback" of cash incentive payments in the event ...
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NYSE Guidance Published: 2025-04-09 13:23:51... NYSE/Nasdaq '23 Proposal Dorsey (6/23) "Letter from 39 Law Firms on Clawback Listing Standards" (4/23) Greenberg Traurig (3/23) BakerHostetler (3/23) Compensation Advisory Partners ...
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Voted On Majority Votes Published: 2013-08-07 23:49:41... Proxy Season | THE ADVISOR, August 2013 Clawbacks Offline, union and public pension plans made inroads on strengthening corporate clawback policies even beyond the gross misconduct ...
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Microsoft Word - 133879_10.DOC Published: 2008-10-29 13:24:20... The Bank of Italy's secured loans are not subject to clawback under Italian insolvency rules. D. Government Deposit Guarantee 10 Decree 155 empowers the Ministry to issue, for a ...
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Compensia Published: 2010-09-02 10:40:37... Compensation Recovery ("Clawback") Policy The Dodd-Frank Act requires that stock ... the details not contained in the statute - to make these "clawback" poli- cies workable. ...
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Davis Polk & Wardwell LLP Published: 2010-03-24 16:54:29... for meetings held on or after January 1, 2010. Clawback (recovery of "erroneously awarded compensation"). Clawback provision of the bill would no longer be an amendment to ...
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Business Alert Q&A Series: When Your... Published: 2021-10-12 16:06:50... Your company's incentive plans may have their own separate clawback provisions. At a minimum, your compensation committee may have a problem on its hands. Incorrect financial ...
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U.S. Banks and Thrifts Offered Billions of Federal Funds Under... Published: 2008-10-16 19:56:56... that threaten the value of the financial institution; (2) required repayment (or "clawback") provisions for any bonus or incentive compensation paid to a senior executive ...
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Legal Update September 26, 2013 Published: 2013-09-30 13:49:19... Clawbacks. Under Dodd-Frank, the SEC must direct stock exchanges to prohibit listing if a ... Unlike the comparable Sarbanes-Oxley Act provision, under Dodd- Frank, the clawback policy ...
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9327_WeilBriefing_SEC-CG_2010-05-24_v2 Published: 2010-05-24 13:39:05... introduced on March 15, 2010.) Clawbacks of incentive-based compensation Not addressed. ... than the existing incentive compensation clawback provided by Section 304 of the ...
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http://wilmerhaleupdates.com/ve/ZZ64i9986VM728381OY4 Published: 2009-06-15 09:54:20... TARP recipients must disclose and explain the payment of perks over $25,000 to any executive or employee subject to the bonus restrictions. The clawback, golden parachute, bonus, ...
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Microsoft Word - Regulatory Reform Alert.doc Published: 2010-07-12 11:51:25... compensation consultant independence; "clawbacks" of erroneously awarded executive ... This new requirement will not apply to controlled companies. Clawbacks. Stock exchange ...
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Microsoft Word - Veasey_Approved Published: 2010-09-08 17:43:58... These include proxy access, say-on-pay and "golden parachute" votes, compensation committee composition and advisors, incentive compensa- tion "clawback" policies, and special ...
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ROCK CENTER Published: 2016-08-20 17:06:00... Say on pay 44 pay limits 40 holding periods 32 disclosure 31 Clawbacks 21 pay performance ... Golden parachutes (19) pay for performance (19) retention requirements (30) Clawbacks (21) ...
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CORPORATE EXECUTIVE ESSENTIALS Published: 2010-12-02 13:35:39... of all employees. * Clawbacks The Dodd-Frank Act requires the SEC and the stock exchanges to issue rules requiring listed companies to implement a clawback policy providing for: ...
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View on web Share ONPOINT / A legal update from Dechert... Published: 2016-03-29 14:01:20... Difficult The Claws Are Out - SEC Proposes Clawback Regulations Under Dodd-Frank Print email / Unsubscribe / Update my profile dechert.com © 2016 Dechert LLP. All rights reserved. ...
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Fulbright ALERT - New Federal Evidence Rule 502 Is Now in Effect... Published: 2008-09-24 19:08:54... What to do about state court proceedings, and how to make clawback and quick peek agreements binding on non-signatories. Subsection (c) says, generally, that a disclosure in a ...
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Shareholder Proposal Developments Published: 2016-06-29 16:34:38... which deals with executive compensation clawbacks. No-Action Requests: Seven proposals ... Criteria Stock Retention/Holding Period Clawback Adjust for Share Buybacks Pay Ratio ...