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Results from: TheCorporateCounsel.net
  1. CLIENT MEMORANDUM ISS and Glass Lewis Release Changes to Their... Published: 2022-01-05 10:38:16
    ... subject to performance conditions; (e) whether the company maintains a clawback policy; and (f) whether the company has established post-exercise/vesting shareholding requirements. ...
  2. View on web Share ONPOINT / A legal update from Dechert... Published: 2015-10-26 17:54:57
    ... 2007 giovanni.insana@dechert.com More from Dechert The Claws Are Out - SEC Proposes Clawback Regulations Under Dodd-Frank SEC Proposes Pay Versus Performance Disclosure Rules ...
  3. 2014 year-end issues for audit committees Published: 2015-01-28 20:32:52
    ... about hedging by employees and directors * Listing standards requiring the "clawback" of executive incentive-based compensation after an accounting restatement due to ...
  4. EVERSHEDS SUTHERLAND / WWW.EVERSHEDS-SUTHERLAND.COM Published: 2018-12-21 16:15:36
    ... its review of a company's executive compensation program, outlined where it expects clawbacks to be triggered, and clarified which terms of contractual payments and arrangements ...
  5. 2020 Proxy Season Results Published: 2020-11-19 19:32:34
    ... Clawbacks 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 2 2 Director Compensation 0 1 5 0 0 3 0 0 ... Compensation 0 1 2 0 0 0 0.0 6.1 20.8 0.0 6.0 20.2 0.0 4.9 16.3 0.0 4.2 14.5 Clawbacks 0 0 ...
  6. UK Corporate Governance Developments: 2013 Mid-Year Update Published: 2013-08-27 18:45:16
    ... The UK's "Crackdown on Misconduct" for Senior Banking Personnel: Bonus Clawback and ... 10 years and 100 per cent. bonus "clawback" when a bank is bailed out by the Government. ...
  7. Latham & Watkins operates worldwide as a limited liability partnership... Published: 2023-12-12 23:25:32
    ... Be Interested In Webcast: Managing Executive Pay in Uncertain and Volatile Times SEC Clawback Rules: Practical Considerations and FAQs Webcast: 2024 Proxy Season - Strategically ...
  8. 2024 Proxy Season Quick Reference Guide Published: 2024-01-19 10:53:11
    ... Companies must also file their clawback policy as an exhibit to their annual report and ... errors or corrections led to analysis of the clawback of executive officer compensation. ...
  9. Governance Group, Published: 2010-07-30 16:46:37
    ... improprieties; see our Client Alert entitled "federal Court refuses to dismiss sEC Clawback Claim Against CEo of a Company Which restated financials due to Accounting ...
  10. INSIDE Published: 2014-01-24 18:16:40
    ... Moreover, the SEC retains its full arsenal of other remedies: disgorgement, a civil penalty, a clawback of executive compensation, a bar on serving as an officer or director of a ...
  11. Place Title of Article Here Please Place Title of Article Here... Published: 2014-12-09 15:43:37
    ... equity grants for the past three years  Estimated plan duration  Existence of a clawback policy  Existence of stock ownership requirements  Performance grant ratio for ...
  12. Copyright ©2009 Pearl Meyer & Partners, LLC December Published: 2009-12-09 12:04:08
    ... RMG will consider as potentially mitigating factors the existence of rigorous clawback provisions and robust stock ownership/holding guidelines. What is RMG's updated guidance on ...
  13. © 2024 Pillsbury Winthrop Shaw ... Published: 2024-12-11 10:37:45
    ... in the Federal Register until October 30, 2024, which would render it subject to clawback under the CRA; and ● Finalized on November 18, 2024, the EPA 's rule to facilitate ...
  14. 2010 US IPO watch - Analysis and trends Published: 2011-03-14 13:46:15
    ... Compensation clawbacks Dodd-Frank also requires public companies to adopt a clawback policy. If a company restates its financial state- ments (regardless of whether or not ...
  15. MARY K Published: 2008-10-08 11:20:22
    ... Such standards include limitations on incentives for senior executive officers that encourage excessive risk taking, clawbacks on any bonus or incentive compensation based on ...
  16. Financial Regulatory Reform Update: The Volcker Rule Continues... Published: 2010-10-21 14:50:15
    ... There also is a "clawback" or limitation on permitted activities in cases where a transaction or a class of transactions would involve a material conflict of interest between a ...
  17. SIDLEY UPDATE Implications of Silicon Valley Bank Closure Published: 2023-03-12 16:32:46
    ... Creditors that received money prior to the appointment of the receiver should be mindful of potential clawback actions for those creditors that received preferential treatment ...
  18. Client Alert Financial Markets Developments Capital Markets Published: 2011-11-08 16:09:37
    ... Provision Summary Effectiveness/ SEC Rulemaking Timeline Other Regulations/ Additional Comments Clawback Policies [Section 954] Requires the SEC to issue rules directing each ...
  19. Microsoft Word - Update on Important Considerations for Companies... Published: 2009-12-03 23:05:32
    ... Bill of Rights, and the compensation provisions of the Dodd Bill (say on pay, clawbacks for inaccurate financial statements, heightened independence standards for ...
  20. The Board's Role in Risk Oversight: A Survey of Recent Proxy... Published: 2010-04-06 22:22:27
    ... and any mitigating features (such as clawbacks or bonus banks) that they have already ... of stock ownership guidelines, and the existence of anti-hedging and clawback policies. ...
  21. http://www.manatt.com/prints/printNewsletter.aspx?id=8386 Published: 2008-10-06 15:21:12
    ... that are based on risky behavior, (ii) allowing clawback when pay is based on materially false information, and (iii) prohibiting golden parachutes for senior executives. ...
  22. Akin Gump Strauss Hauer & Feld LLP | Publications | SEC Adopt... Published: 2009-12-22 14:27:57
    ... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods the company's policies regarding adjustments to its ...
  23. Microsoft Word - 22Dec09ERISA.doc Published: 2009-12-23 18:15:29
    ... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods; * the company's policies regarding adjustments to its ...
  24. http://www.dlapiper.com/credit_crisis_responses/ Published: 2008-11-22 20:03:57
    ... of the institution; The adoption of a "clawback" provision requiring the recovery of any ... Therefore, compliance may require changes to existing compensation arrangements. "Clawback...
  25. Corporate Governance Practices in U.S. Initial Public Offerings Published: 2020-09-29 13:03:39
    ... a new equity compensation plan with a clawback provision  6 companies (14%) adopted ... Yes 96% Davis Polk & Wardwell LLP 45 NECP with Evergreen Provision NECP with Clawback ...
  26. Microsoft Word - 2022 Proxy and Annual Report Season.docx Published: 2021-10-04 15:55:49
    ... to pay versus performance disclosure and clawback listing standards that have been stalled ... Clawbacks. In 2015, the SEC proposed a new rule directing national securities exchanges ...
  27. Microsoft Word - Update-2018-Proxy-Season_092817_V3.docx Published: 2017-10-12 08:40:45
    ... Clawbacks. In 2015, the SEC proposed a new rule directing national securities exchanges ... the recovery, or "clawback," of certain incentive-based executive compensation payments. ...
  28. SEC Adopts Amendments to Section 13 Reporting Requirements |... Published: 2023-10-25 15:25:04
    ... She works with companies in a variety of industries, including life sciences, technology, and health care. More Viewpoints SEC Approves NYSE and Nasdaq Compensation "Clawback" ...
  29. DISK124:[20ZCZ1.20ZCZ43501]BC43501A.;3 Published: 2025-02-25 17:20:54
    ... Stock Robust Code of and Compensation Clawback Ownership Guidelines Conduct/Ethics ... resort to the pledged securities. * Clawback Policy: The Board has the authority to ...
  30. Nasdaq Guidance Published: 2025-04-09 13:23:21
    ... NYSE/Nasdaq '23 Proposal "Letter from 39 Law Firms on Clawback Listing Standards" (4/23) Greenberg Traurig (3/23) BakerHostetler (3/23) Compensation Advisory Partners (3/23) ...
  31. http://www.bracewellgiuliani.com/index.cfm/fa/news.advisory_pri Published: 2008-10-16 21:54:26
    ... and excessive risks that threaten the value of the participating institution; require clawback of any bonus or incentive compensation paid to a senior executive based on statement ...
  32. The_Outlook_for_Financial_Regulatory_Reform_Under_President_Trump Published: 2016-12-01 16:08:09
    ... What would be the impact on executive compensation rules and disclosure requirements?  Clawbacks of incentive compensation under Section 10D of the Exchange Act (mandated by the ...
  33. #16-3341 Compendium InDesign Template R1.indd Published: 2016-12-12 19:39:10
    ... The rules that have not yet been finalized, which include the requirement for mandatory clawbacks of executive bonuses and disclosure of the extent to which companies have ...
  34. Finding the S in ESG: Boardroom and Employee Considerations Published: 2020-10-29 17:48:13
    ... and "clawback") for inappropriate behaviours and risk-taking is a powerful tool in the regulation of culture and practices within firms. The use of malus and clawback has also ...
  35. WORK Updated Published: 2018-07-10 17:46:08
    ... issues of executive pay have sought clawbacks - the recovery of executive pay as an ... often submit shareholder proposals requesting their companies to adopt clawback policies. ...
  36. A LOOK AHEAD TO THE 2012 PROXY SEASON By Shirley Westcott March... Published: 2012-03-12 13:03:04
    ... The two banks, along with Morgan Stanley, were also prodded by the New York City pension funds to strengthen their clawback policies to hold senior executives financially ...
  37. Tweet Aon Worldwide Published: 2017-11-20 14:14:49
    ... by Topic Corporate Governance (15) Executive Compensation (7) ISS (4) Pay Ratio (2) Clawback (1) see all Consulting | Products | Services | Contact Us | Careers Copyright © 2017 ...
  38. Mellon Proxy Guidelines Summary Published: 2024-10-29 14:27:46
    ... F. Clawbacks When determining the effectiveness of a company's Clawback/recoupment policy, the Committee will consider: (1) the amount of information the company provides in its ...
  39. DocName Published: 2010-03-12 23:20:58
    ... and director stock ownership guidelines and director stock ownership; * Disclosure of clawback provisions; * NEO multi-year guaranteed bonuses or tax gross-ups on perks other than ...
  40. Section 5.1 Core Objectives of Executive Pay Published: 2019-09-18 13:43:50
    ... Other boards may consider such restrictions unnecessary to the extent that awards include extended vesting periods. Section 5.7 Compensation Recovery Clawback policies should ...
  41. Cooley Ale Published: 2008-12-04 16:06:12
    ... 2008. For example, historically RMG would not support a shareholder proposal on the "clawback" of certain incentive pay if the company had instituted a correspond- ing policy; ...
  42. http://www.dlapiper.com/senator-dodd-introduces-revised-financi Published: 2010-03-19 18:45:32
    ... This provision is similar to the House-passed bill and the original Dodd November draft. However, the new Dodd proposal goes further by requiring a clawback to recover any ...
  43. View PDF Published: 2024-12-19 14:54:37
    ... policies implemented by the Biden DOJ, like the DOJ Corporate Whistleblower Awards Pilot Program (see our client update) and the DOJ Clawback Pilot Program (see our client update). ...
  44. A Comparison of Silicon Valley 150 Companies Published: 2018-10-15 12:32:59
    ... 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 2 2 Clawbacks 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 2 5 ... 0 0 0 0 28.1 0 0 27.9 0 0 25.9 0 0 23.9 Clawbacks 1 0 0 0 0 0 37.9 0 0 36.6 0 0 29.2 0 0 ...
  45. Silicon Valley A Comparison of Silicon Valley Companies and Published: 2019-11-21 14:39:44
    ... 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 2 Clawbacks 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 2 2 ... 6.0 20.2 13.1 4.9 16.3 9.0 4.2 14.5 7.8 Clawbacks 0 1 0 0 0 0 0.0 37.9 0.0 0.0 36.6 0.0 ...
  46. ANNUAL CORPORATE GOVERNANCE REVIEW Published: 2012-01-17 19:25:21
    ... golden parachutes (a popular resolution over the past decade and three resolutions voted on in 2010), and (iii) mandatory clawback provisions (three resolutions voted on in 2010). ...
  47. 2017 Mid-Year Securities Enforcement Update Published: 2017-07-20 16:47:26
    ... question and thus the SEC did not seek a clawback. 7 Also in January, the SEC instituted ... the company for bonuses and stock awards and thus no clawback proceedings were necessary. ...
  48. <<Brochure Title>> Published: 2017-02-16 17:59:39
    ... Equity Clawback Option As a potentially important exemption from the general rule that the ... upon not less than 30 nor more than 60 days' notice (so-called "Equity Clawback Option"). ...
  49. PUBLICATIONS New Landmark Foreign Extortion Prevention Act Targets... Published: 2024-02-06 10:22:06
    ... Harbor Policy; DOJ Announces First-Ever Pilot Program on Compensation Incentives and Clawbacks, Revisions to Corporate Guidance Regarding Electronic Communications, and Resource ...
  50. Governance Group, Published: 2010-07-22 19:36:37
    ... new "say on pay" rules) "or any other signifcant matter, as determined by" the SEC. Clawback of Incentive-Based Executive Compensation The Act also expands upon Section 304 of ...
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