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Results from: TheCorporateCounsel.net
  1. View PDF Published: 2023-03-07 16:15:35
    Davis Polk DOJ announces new clawback, messaging and monitorship guidance, national security resources Last week, DOJ announced much-anticipated guidance on compensation clawbacks ...
  2. Tomorrow's Webcast: "Clawbacks - What Now After the SEC's Proposal... Published: 2015-07-14 07:50:25
    Tune in tomorrow for the CompensationStandards.com webcast - "Clawbacks: What Now After the SEC's Proposal" - to hear Compensia's Mark Borges, Semler Brossy's Blair Jones and ...
  3. Transcript: "More on Clawbacks: Action Items & Implementation... Published: 2024-01-02 06:32:03
    We've posted the transcript for our recent webcast - "More on Clawbacks: Action Items and Implementation Considerations" - during which Compensia's Mark Borges, Ropes & Gray's ...
  4. Webcast Published: 2025-01-26 16:30:10
    Providing practical guidance since 1975. "On Demand CLE Credit: More on Clawbacks: Action ... one thing was crystal clear from the "Clawbacks: Key Action Items Now" panel: there are ...
  5. Aon | Financial Services Group How The SEC's ... Published: 2023-06-27 17:20:58
    Release Date: June 2023 1 Aon | Financial Services Group How The SEC's Final Clawback Rule Affects D&O Insurance Coverage The SEC's executive compensation clawback rule has ...
  6. The Corporate Executive, Vol. XXXVII: 2023 Published: 2025-01-19 12:04:36
    Return to Back Issues Contents Search: Go September-October 2023 Clawback Policy Listing ... Have No Fear! (CE Jul-Aug 2023) May-June 2023 NYSE and Nasdaq Finalize Clawback Listing ...
  7. Culture: 4 Tips from Directors : The Mentor Blog Published: 2018-07-31 06:09:00
    to be brought to the board - Evaluate the relationship of compensation incentives & clawbacks to these areas 2. Get board consensus on behaviors that help the company achieve its ...
  8. EGCs: Current Practices : The Mentor Blog Published: 2018-07-17 06:27:00
    by written consent under certain conditions - 80% allowed for proxy access - 8% had clawback policies for executives Also, check out the appendices for a summary of NYSE versus ...
  9. SEC Reopens the Clawback Comment Period - Again! : TheCorporateCounsel... Published: 2022-06-09 07:23:18
    Yesterday, the SEC announced that it is reopening the comment period again on the Dodd-Frank Act mandated compensation recovery rulemaking - an unusual second reopening after the ...
  10. Survey: It's Time to Brief Directors on Related Party Transactions... Published: 2015-11-06 08:00:00
    Although 72% of directors are in favor of the SEC's proposed Clawback rule conceptually, 78% believe boards should have discretion on whether to pursue a clawback from an executive. ...
  11. The ClearBridge 100 Report - 4f530511-e9ba-4fce-ba65-3c8b32fc8e4d... Published: 2020-12-05 17:40:32
    Executive Compensation Policies: Clawback Policies Stock Ownership Guidelines & ... 2 Detailed Findings: Clawback Policies ......
  12. SEC Reopens Comment Period on Clawback Rule Proposal : TheCorporateCou... Published: 2021-10-18 06:21:36
    reopening of the comment period on the Dodd-Frank Act mandated clawback rule proposal. ... would allow an issuer to potentially avoid application of the clawback provisions. ...
  13. Tomorrow's Webcast: "More on Clawbacks: Action Items & Implementation... Published: 2023-11-15 07:18:44
    ...ensationStandards.com webcast, "More on Clawbacks: Action Items and Implementation ... to date on the latest developments on clawbacks, you need to become a ...
  14. The Big Wells Fargo Clawback : TheCorporateCounsel.net Blog Published: 2017-04-14 07:40:38
    The big news from Wells Fargo a few days ago was that the company's board exercised its discretion to clawback $75 million from its former CEO and former head of community banking. ...
  15. More on the New Clawbacks-Related Form 10-K Checkboxes : TheCorporateC... Published: 2023-09-15 06:08:56
    One of the topics addressed in the highlights related to the new Form 10-K clawbacks-related checkboxes. The CAQ highlights address whether the restatement checkbox should be ...
  16. Survey: Corporate Governance & Exec Comp Practices of Top 100... Published: 2015-11-09 08:00:00
    CEOs at 63 of the companies also serve as board chair. Executive Compensation: 87 of the companies disclosed that they maintain a clawback policy, with 67 of those companies ...
  17. Shareholder Proposals: Opioids as "Significant Policy Issue"... Published: 2018-01-23 06:25:00
    Corp Fin also didn't permit exclusion of this clawback proposal. These proposals are part of a corporate engagement initiative undertaken by the Investors for Opioid Accountability ...
  18. New Corporate Governance Code ... Published: 2014-09-19 19:09:51
    New Corporate Governance Code - clawback or explain 17 September 2014 What has happened? ... performance adjustment or post-vesting clawback for executive directors' variable pay ...
  19. Compensation Risk Assessments After the Wells Fargo Scandal ... Published: 2025-01-19 12:04:34
    many companies to reconsider their compensation risk assessments and clawback policies. ... Interestingly, Wells Fargo had expanded its clawback policy in 2012 to cover actions that ...
  20. CF "Director" Dialogue in Austin : Mike Gettelman's Blog Published: 2018-10-03 15:04:00
    fiscal year); clawbacks and pay-for-performance are on the long-term list, but private ordering has seemingly kept these on that back burner Keith Higgins used to talk about. ...
  21. Corp Fin Issues New CDIs on Clawbacks & De-SPAC Co-registrants... Published: 2025-04-14 07:24:13
    On Friday, Corp Fin posted a handful of new CDIs, including six new Exchange Act Forms CDIs that address clawbacks-related checkboxes on the Form 10-K cover page and the timing of ...
  22. 2024 Proxy Disclosure & Executive Compensation Conferences: AI... Published: 2024-06-20 07:20:45
    issues. - Our "Living with Clawbacks - What Have We Learned?" panel will bring you up to speed on how companies are adjusting to the clawback listing standards and the ...
  23. SRI Tidbits : Mike Gettelman's Blog Published: 2023-03-29 11:08:00
    ... Clawbacks differ from penalties, in that the "proceeds" go to the issuer, not to the government. Recent SEC adoption (at long last) of clawback Rule 10D-1 means that the exchanges ...
  24. EGCs: Planning for Graduation : The Mentor Blog Published: 2017-07-27 06:03:00
    - Has the company adopted (or should it consider) stock ownership guidelines, clawback policies, and other "risk mitigating" policies that garner more favorable treatment ...
  25. SEC Commissioners Reject Enforcement Staff Proposal to Settle... Published: 2011-07-21 08:49:48
    According to this Washington Post article yesterday, the SEC's Commissioners have disagreed with its Enforcement Staff to settle the CSK Auto clawback case because the penalty ...
  26. The DOJ and SEC on Cooperation and Clawbacks : TheCorporateCounsel... Published: 2023-09-27 05:48:53
    SEC, and the U.S. Attorneys' Offices regarding voluntary self-disclosure policies, the preservation of electronic communications and corporate compensation and clawback policies. ...
  27. #MeToo: What to Discuss With Directors Now : The Mentor Blog Published: 2019-09-17 06:05:00
    If you attended our "Proxy Disclosure Conference" yesterday (or register to watch the video archive online), there was also an interesting discussion about #MeToo, clawbacks, and ...
  28. NASDAQ and NYSE File Proposed Listing Standards for Clawback... Published: 2023-04-05 15:21:28
    NYSE File Proposed Listing Standards for Clawback Rules The proposals align with the SEC's ... Exchange Commission (SEC) related to the clawback of erroneously awarded executive ...
  29. Survey Results Published: 2025-01-19 12:05:03
    Providing practical guidance since 1975. Survey Results: Clawback Policies 1. Has your company adopted a clawback policy: (Total responses: n=135) (select only one) n=13 (9.63%) ...
  30. Eleventh Hour 3-2 Commission Activity-Enter the Congressional... Published: 2021-01-04 11:54:00
    Given current polemics, the 1996 Congressional Review Act might come into play under the new Administration. The CRA is essentially a clawback on the rulemaking authority that ...
  31. 2024 Proxy Season Planning and D&O Questionnaire Updates : Proxy... Published: 2023-10-02 06:00:00
    disclosures, share repurchase disclosures, cybersecurity disclosures, PVP and clawbacks - Shareholder proposals and other proxy voting matters - Governance considerations, ...
  32. CORPORATE LITIGATION: SOX Certification Requirement and Clawback... Published: 2016-10-14 17:18:45
    PAGE 1 CORPORATE LITIGATION: SOX Certification Requirement and Clawback Provision JOSEPH ... The Clawback Provision Under SOX 304, commonly referred to as SOX's clawback provision, ...
  33. U.S. Public Companies Published: 2023-12-20 16:54:48
    Compensation, Compliance Incentives and Clawbacks - DOJ Pilot Program and the SEC Clawback Rule 35 Getting Camera Ready: Refreshing Insider Trading Policies Ahead of Mandatory ...
  34. Key Takeaways from Our Proxy Disclosure & 18th Annual Executive... Published: 2025-01-19 12:04:35
    We address the latest perspectives on clawbacks, the challenges faced when seeking ... Beginning on page 14, delve into a recent court decision on clawback provisions and, ...
  35. D&O Insurance for Executive Compensation Clawbacks? : TheCorporateCoun... Published: 2011-12-13 07:16:06
    In an interesting response to some recent FDIC rules, Mike Melbinger blogged recently that a major insurance broker plans had begun offering "policies that would cover financial ...
  36. 2023 Proxy Season Trends-Consider the Importance of Retail Voting... Published: 2023-02-22 06:00:00
    the year. 3. Changes in Say on Pay and Clawbacks: "Pay vs. Performance" rules as well as pending stock exchange rules on clawbacks are adding to the disclosures that companies ...
  37. CEOs, CFOs at Risk For No-Fault Clawback of Compensation... Published: 2010-07-14 14:51:07
    2009 CEOs, CFOs at Risk For No-Fault' Clawback of Compensation in the Event of ... Section 304 of the Sarbanes-Oxley Act, the so-called executive "clawback" provision, ...
  38. Microsoft Word - 1673268_5.DOC Published: 2010-07-14 14:53:56
    MEMORANDUM SEC INVOKES SARBANES-OXLEY CLAWBACK PROVISION WITHOUT ALLEGING WRONGDOING BY ... is liable under the Sarbanes-Oxley "clawback" provision for the return of over $4 ...
  39. KNOWLEDGE Published: 2023-03-09 09:26:57
    announced a Compensation Incentives and Clawbacks Pilot Program (the "Pilot Program" or ... last year that the Division would be taking steps to incentivize clawback arrangements. ...
  40. How Many Use Noncompetes in Option Agreements?: Q & A/ Discussion... Published: 2013-12-03 08:04:48
    See the section on Clawback Provisions in Section 2 of the survey. Question 2.44 reports how many respondents have clawback provisions that are triggered by violation of a ...
  41. Russ Ryan on the State of SEC's Enforcement Division : The Mentor... Published: 2010-01-14 07:44:00
    ... interpretation of the so-called "clawback" provision of Sarbanes-Oxley (see my WSJ ... (for example, the above-referenced "clawback" case against the former CEO of CSK Auto ...
  42. Proxy Disclosure Conference: Early Bird Rate Expires This Friday... Published: 2022-06-06 06:12:00
    Your disclosures will be critical. We'll be covering climate, human capital, pay-for-performance, clawbacks, universal proxy, Rule 10b5-1, and more...the agenda includes 18 ...
  43. Alyson Clabaugh Erin Connors Rob Peters Published: 2019-11-19 15:25:53
    3. Governance proposals: compensation clawbacks amid the opioid crisis About Intelligize ... such as compensation clawback resolutions aimed at opioid manufacturers and distributors. ...
  44. Director Published: 2009-09-18 16:50:15
    Excessive Risk 15 Performance Compensation Clawback Policies 16 Long-Term Compensation 18 ... Shearman & Sterling LLP 8 | Introduction Clawback Policies From 2008 to 2009, the demand ...
  45. The Corporate Executive, Vol. XXXV: 2021 Published: 2025-01-19 12:04:36
    SEC Reopens Comment Period for Compensation Clawback Rules (CE Nov-Dec 2021) ISS and Glass ... (CE Sept-Oct 2021) Compensation Clawbacks in the Courts (CE Sept-Oct 2021) Two ...
  46. Eighth Annual Director Executive Compensation Survey Published: 2010-08-02 13:44:37
    Compensation Consultant Independence 24 Compensation Consultant Disclosure 26 Clawback ... strategies; more companies adopting clawback policies; increased acceptance of ...
  47. The Essentials on Post-Vesting Holding Periods (CE Sept-Oct 2016... Published: 2025-01-19 12:04:33
    Act, which impose a holding period and clawback provisions on incentive compensation ... Clawback Enforcement. A post-vesting holding period obviously would facilitate a company's ...
  48. Other Necessary Fixes (CC September-October 2005) Published: 2025-01-19 12:04:12
    eliminating automatic renewal provisions, fixing cause provisions and tightening up clawback provisions), (b) severance and golden parachute provisions (e.g., adding double ...
  49. "Eat the Frog" : The Mentor Blog Published: 2024-10-16 05:00:00
    It feels much easier to get to inbox zero than figure out how to help your company address SEC rules on clawbacks, right? Another flavor is a task that is mind-numbingly ...
  50. BlackRock's Updated Voting Guidelines : Proxy Season Blog Published: 2018-02-06 06:23:00
    Expanded clawback. In addition to favoring clawback for financial reporting or deceptive business practices, regardless of fault, BlackRock also believes that recoupment should be ...
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