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Capital Markets Alternatives: At-the-Markets Offerings (CC Mar... Published: 2025-01-19 12:04:20... That being said, issuers involved in an ATM program should consider taking steps to mitigate the risk of violations of Regulation M. This excerpt from a 2020 Mayer Brown ...
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Microsoft PowerPoint - MB CLE.pptx [Read-Only] Published: 2020-06-25 12:58:45LATE STAGE FINANCING MAYER BROWN Anat Alon-Beck Assistant Professor anat.beck@case.edu 6/24/2020 2 Equity ownership is changing in the USA Public Markets Unregistered Exempt ...
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<<Brochure Title>> Published: 2014-09-10 16:30:351 UK, US, Hong Kong and Global - eligibility and continuing obligations mayer brown 2 Eligibility requirements and continuing obligations applicable to UK, US and Hong ...
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Tech IPOs: 239 Million Reasons to Stay Private? : TheCorporateCounsel... Published: 2019-02-26 07:29:18Here's a summary of the pipeline report from Mayer Brown's blog: In 2013, the median time between first funding and IPO for U.S. VC-backed tech companies was 6.9 years compared to ...
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SEC Investor Advisory Committee Considers Reg D Changes : TheCorporate... Published: 2023-09-26 06:28:26Earlier this year, the Investor Advisory Committee also explored the growth of private markets at one of its meetings. This Mayer Brown Free Writings & Perspectives blog describes ...
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Corp Fin Staff Issues Statement on Crypto Mining : TheCorporateCounsel... Published: 2025-03-25 13:05:45to those of us who aren't among the crypto cognoscenti (or at least to me). Fortunately Mayer Brown posted a blog about the statement that is a little easier to understand. ...
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Global Climate Disclosure: Don't Expect SEC Rules to Supersede... Published: 2024-01-11 00:04:39I don't know about you, but I have trouble keeping up and keeping them straight. If you have felt that way as well, this recent Mayer Brown white paper on the global regulatory ...
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SEC Small Business Advisory Committee to Meet on February 25... Published: 2025-02-06 06:35:57The Mayer Brown Free Writings + Perspectives blog notes: The Securities and Exchange Commission's (SEC) Small Business Capital Formation Advisory Committee will meet on February ...
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US Supreme Court Releases Opinion in Merck & Co. v. Reynolds Published: 2010-04-29 13:18:20ABOUT MAYER BROWN | INDUSTRIES & PRACTICES | PEOPLE | OFFICES | NEWS | PUBLICATIONS | EVENTS | CAREERS | ALUMNI US Supreme Court Releases Opinion in Merck & Co. v. Reynolds Client ...
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Microsoft Word - The Creation of the US Term Asset-Backed Securities... Published: 2008-12-03 11:34:54Mayer Brown's Global Financial Markets Initiative helps clients deal with the legal and business challenges resulting from the ongoing turbulence in worldwide financial markets. By ...
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SEC Staff Provides Rule 15c2-11 Relief : TheCorporateCounsel... Published: 2024-11-27 07:15:09As the Mayer Brown Free Writings & Perspectives blog notes, last Friday the Staff issued yet another no-action letter on the topic: Broker-dealers had been preparing for the sunset ...
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After the Bailout: What to Expect for Capital Market Deals Now... Published: 2008-10-06 07:00:47Coast, West Coast and the Midwest. The panelists include: - Edward Best, Partner, Mayer Brown - Michael Kaplan, Partner, Davis Polk & Wardwell - J. Maurice Lopez, Managing ...
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Crypto Decision in Ripple Labs: Approach Already Rejected in... Published: 2023-08-17 06:58:26The latest crypto decision, also from the SDNY - SEC v. Terraform Labs, (SDNY 8/23) - supports these points. This Mayer Brown alert describes the decision: Judge Jed Rakoff ruled ...
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Accredited Investors: Recommendations of the Small Business Capital... Published: 2024-03-06 06:33:18Following the prepared remarks, the Committee voted in favor of three recommendations, which this Mayer Brown blog summarizes as follows: - The current net worth and income ...
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Proxy Season Checklists Published: 2025-04-04 11:59:35Leonard Street (9/13) "Preparing for the 2014 Proxy and Annual Reporting Season," Mayer Brown (9/13) "The Mainstream Shareholder Activism in 2013," Wachtell Lipton (9/13) 2013 ...
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Legal Update Published: 2013-08-13 20:55:03and revising certain IPO sponsor' rules, undertakings and declarations. 2 Mayer Brown JSM | Seven Changes to Be Aware Of in Relation to the New IPO Sponsor Regulatory ...
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A joint survey conducted by : TheCorporateCounsel.net Blog Published: 2003-06-06 05:10:01See http://www.washingtonpost.com/wp-dyn/articles/A21876-2003Jun5.html?nav=hptoc_b. For TheCorporateCounsel.net subscribers, we have posted an interview with Mayer Brown's Mike ...
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Capital Formation Topics in Congress : TheCorporateCounsel.net... Published: 2023-04-04 06:57:35Corp.; Anna Pinedo, Partner and Co-Leader of Global Capital Markets, Mayer Brown; and Stacey Bowers, Professor of the Practice, University of Denver Sturm College of Law. ...
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Global Climate Change Disclosure Initiatives and Board Corporate... Published: 2024-01-09 12:33:53CLAUDIA RAMOS JUSTIN TAN JAMES CARLSON This Mayer Brown publication provides information and comments on legal issues and developments of interest to our clients and friends. ...
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2024 U.S. Proxy and Annual Report... Published: 2023-10-05 15:09:29modified, or terminated a Rule 10b5-1 plan or a similar September 21, 2023 2 Mayer Brown | 2024 U.S. Proxy and Annual Report Season: It's Starting Time! trading arrangement. ...
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High-Yield Bonds An Issuer's Guide (U.S. Edition) Published: 2017-02-16 17:55:51Key Members of Our Global High-Yield Practice 33 CONTENTS iv High-Yield Bonds - An Issuer's Guide (U.S. Edition) mayer brown 1 High-Yield in Context High-Yield in Context ...
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Microsoft Word - 2020 Proxy and Annual Report Season Time to... Published: 2019-10-08 13:59:31Smaller reporting companies and emerging growth companies will not need to comply until they file proxy or information statements for the election of 2 Mayer Brown | 2020 Proxy and ...
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Law Firm Memos - Part B Published: 2025-01-19 12:04:49... (9/02) Sutherland (8/02) Akin Gump (9/02) Sidley Austin Brown & Wood (10/02) Mayer Brown (9/02) Fried Frank (9/02) Haynes and Boone (9/02) Buchanan Ingersoll (9/02) Section ...
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Regulatory Reform: Business Groups Fire Broadside at SEC : TheCorporat... Published: 2024-07-10 07:02:58The report recommends a variety of reforms to the rulemaking process, which are summarized in this excerpt from a Mayer Brown blog: - Require the SEC to affirmatively conduct an ...
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Microsoft Word - UPDATE-Corp_2015_Proxy_Season_0914_V2.docx Published: 2014-09-17 18:51:41companies would be the 2016 proxy season (with respect to 2015 compensation). 2 Mayer Brown | Preparing for the 2015 US Proxy and Annual Reporting Season Under the pay ratio ...
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Microsoft Word - Preparing_for_the_2016_US_Proxy_and_Annual_Reporting... Published: 2015-09-23 23:11:10... There were also other popular 2 Mayer Brown | Preparing for the 2016 US Proxy and Annual Reporting Season governance proposals, environmental and social policy proposals and ...
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Microsoft Word - 2022 Proxy and Annual Report Season.docx Published: 2021-10-04 15:55:49The status of the COVID-19 pandemic and the matters presented for a shareholder vote at the annual meeting are factors that may September 22, 2021 2 Mayer Brown | 2022 Proxy and ...
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Microsoft Word - 746245500_1.docx Published: 2022-03-03 14:56:11Selected Highlights The Report highlights certain areas that received considerable attention within the industry and beyond in 2021. February 15, 2022 2 Mayer Brown | FINRA ...
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Greenwashing N A V I G A T I N G T H E R I S K Contents Published: 2023-07-10 15:01:47of the sustainability profile of the product, activity or transaction at hand. 1 | MAYER BROWN GREENWASHING: NAVIGATING THE RISK GREENWASHING: NAVIGATING THE RISK The risk of an ...
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Legal Update September 26, 2013 Published: 2013-09-30 13:49:19... adequately explain executive compensation and make the case for approval. 2 Mayer Brown | Preparing for the 2014 Proxy and Annual Reporting Season If desired, however, ...
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Microsoft Word - UPDATE_ThreeMoreThingsUSAudit_Comm_Members_Consider20... Published: 2015-04-29 19:13:54... Several recent cases have provided clarity regarding the scope of attorney-client privilege in internal 2 Mayer Brown | Three More Things US Audit Committee Members Should Consider ...
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Legal Update September 9, 2014 Review and Analysis of the US... Published: 2014-09-12 14:22:18... of the permitted revolving period for ABS backed by non-revolving assets. 2 Mayer Brown | Review and Analysis of the US SEC's Adopted Final Amendments to Regulation AB ...
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Client Update Published: 2009-03-27 13:44:47More on PPIP > 2 Mayer Brown | Client Update Introduction On March 23, 2009, the US Department of the Treasury (Treasury), in conjunction with the Federal Deposit Insurance ...
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Microsoft Word - Corporate - JOBS Act_0412.docx Published: 2012-04-06 09:32:01The $1 billion threshold is to be indexed for inflation every five years by the SEC to reflect the change in the consumer price index. 2 Mayer Brown | Jumpstart Our Business ...
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Legal Update - SEC Adopts New Share Repurchase Disclosure Rules Published: 2023-05-10 12:35:29may have been taken for reasons that may not increase an issuer's value." 2 Mayer Brown | SEC Adopts New Share Repurchase Disclosure Rules The SEC originally proposed share ...
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SEC Adopts Final Rules on Public Company Cybersecurity Published: 2023-07-31 19:46:29considerations for company general counsel and other officers and directors. 2 Mayer Brown | SEC Adopts Final Rules on Public Company Cybersecurity Disclosures Final Rule What ...
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MD&A & Financial Disclosures: What's the Compliance Date? : TheCorpora... Published: 2021-01-13 13:59:45On December 28th, the SEC issued a notice soliciting public comment on the proposed rule change. Here's the intro from this Mayer Brown blog: On December 16, 2020, the New York ...
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Say-on-Pay: A 10th Failed Vote : TheCorporateCounsel.net Blog Published: 2011-05-02 07:25:34Eddie Best of Mayer Brown, Karen Dempsey of Orrick, Herrington & Sutcliffe, Dave Lynn of TheCorporateCounsel.net and Morrison & Foerster and Dominic Jones of IR Web Report. ...
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Legal Update -- SEC Proposes New Rules on Cybersecurity Disclosures... Published: 2022-03-15 14:58:15Disclose within four business days after the registrant determines it has experienced a material cybersecurity incident. 2 Mayer Brown | SEC Proposes New Rules on Public Company ...
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Microsoft Word - 747125102_1.docx Published: 2022-04-12 11:15:04to the provisions of Rule 102, rather than those of Rule 101 of Regulation M. 2 Mayer Brown | SEC Proposes Amendments to Remove References to Credit Ratings from Regulation M ...
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Microsoft Word - UPDATE US Securities and Exchange_1-4-11.docx Published: 2011-01-05 17:42:03... In response to industry concerns over the scope of the rules, particularly among consumer retailers, the SEC clarified in its release that the 2 Mayer Brown | US Securities and ...
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Microsoft Word - Proxy Voting Developments_v2.docx Published: 2022-01-18 15:14:19February 5, 2020 2 Mayer Brown | SEC Investor Advisory Committee Calls for Revamp of SEC Proxy Voting Rules and Interpretations In the Committee's view: the US proxy system is ...
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Microsoft Word - COVID-19 SEC Disclosures and Related Ramifications... Published: 2020-03-18 14:25:11... statements set 2 Mayer Brown | COVID-19: SEC Disclosures and Related Ramifications forth in Section 21E of the Securities Exchange Act of 1934, as amended (Exchange Act). ...
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Legal Update -- SEC Disclosure Considerations Post Bank Failures Published: 2023-04-06 18:18:24... March 27, 2023 2 Mayer Brown | Disclosure Considerations Post Bank Failures Has any bank failure impacted your ability to access lines of credit, revolving credit facilities or ...
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Legal Update -- Private Placement Reminders Published: 2023-06-01 14:23:33... FINRA in the Notice is attached as Appendix A. 2 Mayer Brown | FINRA Releases Updated Guidance for Members Conducting Private Placements CARE OBLIGATION Reasonable Investigation. ...
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Microsoft Word - UPDATE-Corp_AuditCommittee_Members_0914_V1.docx Published: 2014-09-12 14:26:40... For members of the Audit Committee, these issues might then snowball into possible 2 Mayer Brown | Three Things US Audit Committee Members Should Consider Now opposition by ...
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Legal Update - SEC Amends Requirements for Statistical Disclosures... Published: 2020-09-15 16:44:23may not always reflect recent industry developments or changes in accounting 2 Mayer Brown | SEC Amends Requirements for Statistical Disclosures for Bank and Savings and Loan ...
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http://reaction.mayerbrown.com/rs/vm.ashx?ct=24F76F18D2E30AEDC1 Published: 2010-03-01 17:51:24If you have questions regarding these latest developments, or short selling in general, please contact the Mayer Brown attorney with whom you normally communicate or any of the ...
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SEC Adopts Rules to Modernize and Simplify Disclosure Published: 2019-03-28 09:39:34MD&A. The pre-amendment instructions for management's discussion and analysis of financial condition and results of operations 2 Mayer Brown | SEC Adopts Rules to Modernize and ...
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Legal Update -- SEC Adopts Final Rules to Remove Credit Ratings... Published: 2023-08-03 16:54:21and their affiliated purchasers rather than distribution participants. 2 Mayer Brown | SEC Adopts Final Rules to Remove References to Credit Ratings from Regulation M ...