Search Terms:
Sort by:
Relevance
Date (newer first)
Date (older first)
This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Total results found: 1,819
Go to page: ... 21 22 23 24 25 26 27 28 29 30 ...
Results from: TheCorporateCounsel.net
  1. PowerPoint Presentation Published: 2019-09-03 12:13:08
    ... We clarified expectations regarding executive pay clawback and malus mechanisms, asking for better disclosure of the circumstances in which companies could use such provisions. 7 ...
  2. Section 1 Published: 2014-01-22 16:04:00
    ... a new equity compensation plan with a clawback provision  4 companies (8%) adopted a ... No 6% NECP with Evergreen Provision NECP with Clawback Provision Yes 22% No 78% Yes 63% No ...
  3. Section 1 Published: 2014-01-22 16:04:00
    ... a new equity compensation plan with a clawback provision  3 companies (7%) adopted a ... No 9% NECP with Evergreen Provision NECP with Clawback Provision Yes 57% No 43% Yes 45% No ...
  4. 926585 Strategies for Going Public -- 2012 edition Published: 2012-10-31 09:13:11
    ... The Dodd-Frank Act further expands the scope of the "clawback" provision to apply to any ... Executive compensation Clawback policies. To the extent a registrant restates its ...
  5. 2015 year end issues for audit committees to consider Published: 2016-01-19 14:00:43
    ... rule issued in February 2015) * Final rule on Listing standards requiring the "clawback" of executive incentive-based compensation after an accounting restatement due to ...
  6. Layout 1 Published: 2008-11-07 18:30:48
    ... to standards limiting incen- tives for inappropriate risk-taking, allowing a "clawback" of executive compensation in certain circumstances and prohibiting "golden parachutes." ...
  7. DRAFT Published: 2013-04-26 14:16:27
    ... that a compensation recovery (so-called "clawback") policy that complies with the ... ASC 718-10-20 that the existence of the "clawback" precludes accounting for the award in ...
  8. 11/2/21, 2:14 PM DOJ Announces Policy... Published: 2021-11-02 14:14:51
    ...us-on-white-collar-criminal-... 11/13 ARTICLE WEDNESDAY, OCTOBER 27, 2021 LAW360 Exec Clawback Rule Changes Could Shift SEC Enforcement PRESS RELEASE MONDAY, OCTOBER 25, 2021 ...
  9. Davies Governance Insights 2014 Published: 2014-10-28 15:52:22
    ... On average, these payments are 2.33x cash compensation for TSX 60 issuers, 2.15x for Completion Index issuers and 2.04x for SmallCap Index issuers. CLAWBACKS Clawback provisions ...
  10. 2017 proxy season review Published: 2017-06-20 18:49:07
    ... upon the ability of shareholders to file proposals, universal proxies, say-on- pay, clawbacks, SEC rule-making and the regulation of proxy advisory firms, among other things). 11 ...
  11. Microsoft Word - Senator Dodd Releases Financial Regulatory Reform... Published: 2010-03-19 14:35:05
    ... Public companies would be required to set clawback policies for inaccurate financial statements. Notably, the Bill also would provide the Federal Reserve with the authority to ...
  12. PEN Template Published: 2010-07-22 13:58:29
    ... transfer LP interests, seek to disclose confi- dential portfolio information and seek release from clawback liability and other provisions to facilitate the sale of LP interests. ...
  13. clearygottlieb.com Published: 2024-06-17 14:49:13
    ... under the rule if charged to a fund include regulatory, compliance, or examination-related fees, and any reduction of adviser (or related person) clawbacks as a result of taxes. ...
  14. SEC Accounting and Auditing Enforcement Activity„Year in Review... Published: 2024-03-05 16:42:38
    ... down from five such actions initiated in FY 2022. * In FY 2023, only three actions alleged violation of Section 304 of the Sarbanes-Oxley Act of 2002 (the "clawback" provision). ...
  15. 12/27/23, 9:40 PM Key Considerations ... Published: 2023-12-27 21:41:15
    ... 2022. While the accuracy of financial statements is always crucial, the SEC's new clawback rules put a new spotlight on internal controls by requiring companies to recoup any ...
  16. Preparing for the 2019 Public Company Reporting Season | Perkins... Published: 2018-12-11 15:35:42
    ... discretionary short-term incentives, equity plans that cover directors, reduced CD&A disclosure for smaller reporting companies, and clawback provisions. Nonemployee Director Pay. ...
  17. Attendance Form Published: 2011-11-18 15:54:02
    ... (Service Employees International Union) that urged the board to amend its executive clawback policy and to determine whether to seek recoupment of bonuses and other incentive ...
  18. Matters To Consider for the 2021 Annual Meeting and Reporting... Published: 2020-12-14 13:14:25
    ... most frequently reinforced through incentive compensation programs and clawback policies. ... EESG and Clawback Policies Clawback policies are another aspect of executive compensation ...
  19. Microsoft Word - Securities_Alert.DOC Published: 2010-06-01 18:53:33
    ... of personal liability, compensation clawbacks, and prohibition of future employment. ... The Senate Bill contains a clawback provision that allows companies to recover ...
  20. Contact Information Christopher A. Treanor Counsel Published: 2022-08-11 10:01:37
    ... Credit is subject to a claw back as electricity rates increase. This clawback is equal to 80 percent of the excess of gross receipts from electricity produced and sold over the ...
  21. Microsoft Word - 2736505_8.docx Published: 2013-05-30 19:32:00
    ... retention and to provide long-term retirement benefits. 13. EXECUTIVE COMPENSATION CLAWBACK POLICY To the extent permitted by law, if the Board, or a Committee thereof, ...
  22. Directors Duties under the New SEC Published: 2010-02-19 12:14:48
    ... Such policies may include: * Internal risk audits * Clawbacks * Holdbacks * Mandatory ... risk, such as stock ownership requirements, internal audits, and clawback policies. ...
  23. Thomas J. Baltimore, Jr. Gordon M. Bethune Gaston Caperton Gilbert Published: 2025-01-29 15:30:05
    ... interests. * An executive compensation clawback policy has been included in the Book ... and, in the case of our CEO and Vice Chairman, security services. * "Clawback" Provision. ...
  24. Microsoft Word - 2244922_8.DOC Published: 2010-07-12 11:46:44
    ... association listing standards no more than 360 days following enactment. ○ Clawbacks. ... private issuers" below) to establish a clawback policy in the event of an accounting ...
  25. Microsoft Word - 3581415_1.DOC Published: 2010-06-03 21:51:06
    ... FDIC authorized to make additional payments, beyond the amount that would be allocated under the standard receivership process, to certain claimants (subject to clawback of such ...
  26. The Struggle Over Published: 2009-01-12 13:15:04
    ... The bill also augments the clawback provision, described in the sidebar, by adding a new ... management to take excessive risk » Clawback of any bonus or incentive compensation ...
  27. IPO Governance Survey 2018 Published: 2018-07-11 13:11:19
    ... a new equity compensation plan with a clawback provision  1 company (2%) adopted a ... NECP with Evergreen Provision NECP with Clawback Provision Yes 96% No 4% Yes 13% No 87% ...
  28. IPO Governance Survey 2018 Published: 2018-07-11 13:10:42
    ... a new equity compensation plan with a clawback provision  6 companies (12%) adopted ... NECP with Evergreen Provision NECP with Clawback Provision Yes 98% No 2% Yes 69% No 31% ...
  29. FI Report July 2010_Layout 1 Published: 2010-07-16 16:17:19
    ... independence of compensation committee members and compensation clawbacks, among others. ... Clawback on Erroneous Compensation Under Section 954 of the Dodd-Frank Act, listed ...
  30. House Approves Financial CHOICE Act Published: 2017-06-13 03:55:13
    ... financial reporting requirements ("clawbacks") would apply only when the officer had control or authority over the financial reporting that resulted in the accounting restatement. ...
  31. COMMONSENSE PRINCIPLES OF CORPORATE GOVERNANCE Published: 2016-07-21 12:51:04
    ... Companies should maintain clawback policies for both cash and equity compensation. VIII. Asset Managers' Role in Corporate Governance Asset managers, on behalf of their clients, ...
  32. Seven Lessons Published: 2020-01-08 14:42:56
    ... not earned: Still other investors are pushing for companies to implement and enforce clawback rules-i.e., policies to recover ill-gotten incentive-based compensation that current ...
  33. ©2017 ISS Corporate Solutions, Inc. Published: 2017-03-01 19:43:58
    ... 50% or more - full points; > 33%, but < 50% - ½ of full points; < 33% - no points Clawback Policy Does the company have a formal policy in place that applies to all Named ...
  34. CATALYZING CORPORATE CHANGE SHAREHOLDERS CALLING THE WORLD'S Published: 2020-07-28 18:54:32
    ... Workforce Diversity Report Benedictine Sisters, Boerne TX 35.82 Eli Lilly and Company Misconduct Clawback Policy Disclosure Trinity Health 35.09 Amgen Inc. Independent Board Chair ...
  35. Layout 1 Published: 2017-04-13 15:41:20
    ... Pay disparity * Disclose and compare total executive compensation to employees' median wage. Recoupment (clawbacks) * Adopt a policy to recoup unearned executive bonuses or ...
  36. 2016 PROXY SEASON PREVIEW By Shirley Westcott March 2016 Overview Published: 2016-03-28 12:03:00
    ... (PFP) and compensation clawbacks by October 2016. If completed on schedule, PFP disclosure would take effect in 2017, while the clawback proposal, which requires changes ...
  37. Brochure template Published: 2016-01-22 15:44:00
    ... the FTSE 350. For example, almost all FTSE 350 companies now incorporate malus or clawback provisions in bonus and long term incentive plans and research published by BIS in ...
  38. Heads Up Published: 2011-09-02 20:00:54
    ... require companies to develop a policy on the recovery of incentive compensation (or "clawback"). * Proxy statement rules that would require companies to disclose (1) a comparison ...
  39. July 13, 2016 Published: 2016-07-14 13:25:43
    ... C. CEO and CFO Clawbacks Many of the cases referenced above re*ect the SEC's growing use of stand-alone clawback actions under Section 304 of the Sarbanes-Oxley Act, requiring CEOs ...
  40. Federal Reserve Provides TALF Pricing Hircuts and Other Further... Published: 2009-02-13 14:47:54
    ... that threaten the value of the financial institution; (ii) requiring repayment or "clawback" provisions for any bonus or incentive compensation paid to a senior executive ...
  41. Austin Beijing Boston Brussels Hong Kong London... Published: 2024-04-08 17:32:40
    ... prepare materials for submission, to a Notice of Proposed Rulemaking implementing new clawback mechanisms on funding recipients who should've said no to impermissibly engaging with ...
  42. Hong Kong Eases Listing Path for... Published: 2023-04-07 13:14:43
    ... The initial share allocation percentage and clawback mechanism under Chapter 18C are also different from a traditional Hong Kong public offering. Retail investors in Hong Kong will ...
  43. A Summary of Compensation-Related Updates to the Proxy Voting... Published: 2015-12-07 19:46:16
    ... 33% - no points Clawback Policy Does the company have a policy that would authorize recovery of gains from all or most equity awards in the event of certain financial restatements? ...
  44. Webcast Published: 2025-01-19 12:04:51
    ... Sharper clawbacks are also going to be in vogue. I think we will see Congress follow up and really take the "if you didn't earn it you must return it" type of clawbacks. And really ...
  45. Microsoft PowerPoint - Trends and Updates from the 2022 Proxy... Published: 2022-07-14 14:46:04
    ... Clawback provisions * Citigroup, Marathon Petroleum, Republic Services, Verizon, and Well Fargo received proposals related to management and executive clawback policies * Support ...
  46. Welcome to your new Goodwin branded PowerPoint template. Published: 2022-08-22 13:56:41
    ... pricing strategies * Employment agreement concealment clauses * Pay equity * Clawback provisions * Determining CEO pay * Shareholder approval of termination pay Investor ...
  47. ATTORNEY ADVERTISING Published: 2021-11-10 11:34:09
    ... pay), board or executive anti-hedging, board or executive anti-pledging, compensation clawback, 10b5-1 plans, or other compensation matters (along with a brief description)); J. ...
  48. Name of Update Published: 2014-08-25 18:30:02
    ... (i) disclosure of pay-for-performance, (ii) mandatory policies and disclosure about clawbacks of executive compensation and (iii) disclosure of hedging by employees and directors. ...
  49. D&O Looking Ahead Guide 2024 Published: 2023-10-03 10:15:54
    ... AI directly and decisively in 2024. 2.9 SEC Rulemaking: New Clawback Rules Dodd-Frank clawback rules have been on a slow train in recent years, but that train has finally arrived. ...
  50. SEC Accounting and Auditing Enforcement Activity„Year in Review... Published: 2025-03-31 10:44:25
    ... controls decreased to its lowest level since FY 2021. * In FY 2024, five actions alleged violation of Section 304 of the Sarbanes-Oxley Act of 2002 (the "clawback" provision). ...
Total results found: 1,819
Go to page: ... 21 22 23 24 25 26 27 28 29 30 ...