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Results from: TheCorporateCounsel.net
  1. This advisory is published by Alston... Published: 2011-01-12 00:53:57
    ... to develop, disclose and implement a clawback policy for incentive-based compensation ... Dodd-Frank did not implement a rulemaking deadline for clawback policy rules, but the SEC ...
  2. Microsoft PowerPoint - Annual Corporate Directors Survey 2010... Published: 2010-11-12 13:45:05
    ... Review the independence of the compensation consultant 1077 2.60 Include clawbacks in ... Total 1077 100.0% Include clawbacks in executive compensation packages very important 233 ...
  3. Fraud Schemes: Insights from SEC Enforcement Actions Published: 2021-01-12 11:57:23
    ... under the clawback provision of the Sarbanes-Oxley Act and to pay a $750,000 penalty. ... fines, Sarbanes-Oxley Act Section 304 clawback, undertakings, cooperation, and related ...
  4. TheCorporateCounsel.net's Related Party Transactions Disclosure Published: 2025-08-04 16:16:21
    ... comprehensive to avoid disclosure. * Clawback Compensation Disclosed in Item 402(w) ... In October 2022, the SEC adopted fnal clawback rules implementing Section 954 of the Dodd- ...
  5. Attorney Advertising CORPORATE Published: 2014-04-07 13:21:26
    ... to the CEO (and the CFO) is subject to "clawback" in the event of an accounting ... SEC rulemaking, the Dodd-Frank Act imposes even more stringent clawback obligations. ...
  6. Performance Pay and Private Equity Published: 2013-02-05 16:13:28
    ... executives' golden parachutes (12), and clawback of incentive compensation (2). 39 38 ... executives' golden parachutes (11), and clawback of incentive compensation (0). See id. ...
  7. 8739_Benner_2010_GRMS_v2.indd Published: 2011-02-17 19:10:02
    ... clawback provisions in the event of misconduct or the overstatement of earnings. 82% 66% 64% 57% 52% 46% 31% 29% 26% 0% 20% 40% 60% 80% 100% The use of clawback ...
  8. 2016 AICPA National Conference on Current SEC and PCAOB Developments Published: 2016-12-20 18:19:33
    ... to discretion of the compensation committee or the board (e.g., clawback provisions). Mr. ... The CHOICE Act also would limit compensation clawbacks due to restatements to executives ...
  9. Overview of the Trends from the 2020 Proxy Season (6.25.2020... Published: 2020-06-29 15:28:31
    ... to compensation metrics, misconduct clawback disclosure, and board opioid risk ... Adjustments to compensation metrics  Clawback disclosure IOPA's shareholder proposals ...
  10. Governance Review Parts I & II Published: 2020-11-18 18:07:27
    ... Eli Lilly and Company Compensation - Clawback Policy Trinity Health 35.0% 64.7% 0.3% ... Stericycle Inc. Compensation - Clawback Policy International Brotherhood of Teamsters ...
  11. 2025 Shareholder Proposal Voting Trends Report Published: 2025-10-06 11:31:33
    ... Parachute Payments 27 24% Require Clawbacks 10 6.7% Remove ESG Metrics from ... A further ten proposals demanded amendments to companies' clawback policies, which ...
  12. 2022 PROXY SEASON REVIEW By Shirley Westcott August 2022 Overview Published: 2022-08-25 16:47:28
    ... Clawback Policies: Several types of compensation clawback proposals emerged this year as the long- awaited SEC rule undergoes a third round of public comments. In all cases, the ...
  13. What audit committees need to know for year-end 2021 (pdf) Published: 2022-01-28 10:10:12
    ... finalizing pay vs. performance rules and clawback policies. In October 2021, the SEC requested public comments on its 2015 clawback proposal that would direct national ...
  14. Silicon Valley and Large Companies Nationwide Published: 2023-10-20 10:51:08
    ... 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 8 6 0 Clawbacks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 3 ... 45.5 0.0 16.9 39.4 0.0 14.6 33.4 0.0 Clawbacks 1 3 2 0 0 0 37.9 17.8 38.9 36.6 17.4 ...
  15. 2021 Proxy Season Results Published: 2021-11-19 11:13:46
    ... 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 Clawbacks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4 1 ... Clawbacks 4 1 1 0 0 0 32.9 35.1 46.1 32.7 35.0 45.8 28.4 31.6 36.5 24.9 28.6 31.5 ESG ...
  16. Companies Nationwide David A. Bell Co-Chair, Corporate Governance Published: 2022-11-23 11:47:50
    ... 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6 0 0 Clawbacks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3 2 ... Clawbacks 3 2 1 0 0 0 17.8 38.9 35.1 17.4 38.6 35.0 14.3 33.2 31.6 11.9 29.1 28.6 ESG ...
  17. PROXY STATEMENT Prudential Financial, Inc. Published: 2021-11-08 11:25:58
    ... cancellation, forfeiture or other clawback in certain circumstances * No discounted ... not to disclose confidential information, as well as compliance with clawback policies. ...
  18. ISS_ArticleBook.indd Published: 2011-03-22 13:00:41
    ... Clawbacks Incentive compensation is forfeited if results are materially restated Incentive ... There are surprisingly few shareholder proposals for clawbacks Advisory Votes on ...
  19. 2025 Audit Committee Transparency Barometer Published: 2025-12-10 11:03:43
    ... for executive succession. * Oversee our clawback and stock ownership policies. * Oversee ... succession planning, clawback policies, and executive travel and protection program. ...
  20. Practice Area: Covid-19 Issues Published: 2025-07-30 00:00:00
    ... Credit Comes with Rewards & Risks" - Nixon Peabody (6/23) "PPP Loan Appeals, SBA Clawbacks and More: What You Need to Know" - McDermott Will & Emery (2/23) "What to Do if Your ...
  21. Financial Regulatory Reform: Chairman Dodd Releases New Legislation... Published: 2010-03-18 12:10:03
    ... Awarded Compensation (Clawbacks) Title IX requires the SEC to direct the stock exchanges to prohibit the listing of any issuer that does not adopt "clawback" policies to recoup ...
  22. Analysis_of_The_TARP_10_13_08.qxp Published: 2008-10-15 13:07:55
    ... For example, the prohibition on incentives that permit "unnecessary and excessive risks" and the incentive repayment (or "clawback") provisions only apply when assets are acquired ...
  23. Attorney Advertising CORPORATE Published: 2016-03-31 14:17:59
    ... as an over-boarding policy); ■ adopt a clawback policy requiring executives to pay back ... listed on Nasdaq or the NYSE to adopt a clawback policy); ■ adopt minimum equity ...
  24. ESG Reporting Published: 2019-05-21 13:32:16
    ... The Dodd-Frank [U.S.] regulation, for example, required us to adopt disclosure standards around a company's executive compensation and clawback policies. Nasdaq has a listing ...
  25. Responsible Published: 2019-06-10 14:11:45
    ... minimum vesting or performance requirements. * Lack of Clawback Policy: We believe companies should establish clawback policies that permit recoupment from any senior executive ...
  26. Corporate Governance Factbook Published: 2014-04-29 16:46:34
    ... Ex post risk adjustments (including malus and/or clawback provisions 42 ) are less ... the two terms as follows: "Malus and clawbacks are both methods for implementing ...
  27. UNITED STATES SECURITIES AND EXCHANGE ... Published: 2013-12-01 21:44:00
    ... to any compensation recoupment or "clawback" policy adopted by the Company from time ... Compensation Recoupment Policy Pursuant to the executive compensation clawback policy set ...
  28. ROBERT J. MCGAUGHEY, OSB #800787 Published: 2012-01-09 15:55:22
    ... equity incentive plans; * Prohibition on repricing stock options; * Annual incentive plans tied to Company earnings; and * A compensation recoupment or clawback policy. ...
  29. Guide Guide Published: 2014-01-17 17:13:00
    ... Requirements 29 Certain Restrictions 30 Clawback Policy 30 Retirement of Executive ... and Internal Performance Metrics * Clawback Policy Applies to Executive Officer ...
  30. VOTING NEWS PROXY MONTHLY AVANT-GARDE RETURNS TO FRANCE: AN INTERVIEW... Published: 2017-02-01 13:18:00
    ... This follows earlier calls for a clawback of bonuses from former Deutsche chief executive Josef Ackermann, as he is being held culpable for the bank's current woes. However, ...
  31. 2019 PROXY SEASON PREVIEW By Shirley Westcott April 2019 Overview Published: 2019-04-11 14:29:23
    ... These include producing a board risk report, separating the chair and CEO positions, adopting a misconduct-based clawback policy, enhancing 8 2019 Proxy Season Preview | THE ...
  32. Treasury, Federal Reserve, & FDIC Credit and Liquidity Programs... Published: 2009-04-24 08:45:11
    ... Companies can waive Annual Cap (i) by disclosing their compensation, and, (ii) upon request, having a non-binding, "say on pay" shareholder resolution. None. Compensation Clawbacks ...
  33. COVID-19: Impact on Nonqualified Deferred Compensation Plans Published: 2020-04-29 18:48:51
    ... the first taxable year after the concern has subsided. 28 Such a decision on the company's part will not violate Section 409A.  Potential Clawback of Accelerated Distributions. ...
  34. Preparing Your 2025 Form 20-F Published: 2025-11-25 15:54:29
    ... The SEC has been expanding the scope and types of disclosure that require XBRL and/or Inline XBRL tagging, including, for example, the rules on clawbacks as well as for ...
  35. Regulatory Update Financial Services Industry Published: 2010-12-27 11:55:17
    ... policies mandating the recovery (or "clawback") of "excess" incentive compensation ... Entities should consider (1) whether the clawback rules, once issued by the SEC, would ...
  36. Considerations for Public Company Directors in the 2015 Proxy... Published: 2015-02-08 21:13:04
    ... These provisions will require companies to: (a) adopt and disclose clawback policies; (b) provide disclosure about whether companies permit employees and directors to engage in ...
  37. RENAMEDBYADMWHILEHIDDENTOALLOWDUPLICATEACCELERATORS Published: 2005-08-31 14:45:10
    ... of existence, delivery of compliance certificates, etc.) to the substantive (equity clawback, no call periods and optional redemp- tions, limitations on sale-leasebacks, etc.). ...
  38. STATEMENT TRENDS AND ANALYSIS Published: 2021-01-28 15:10:42
    ... We expect this practice to grow since it conveniently demonstrates a link between pay and performance. Additional CD&A information * 92% mention they have a clawback policy LOOKING ...
  39. 2016 AICPA National Conference on Current SEC and PCAOB Developments Published: 2016-12-20 18:17:58
    ... May specifically referenced "clawback" features that allow or require the company to demand an employee to return all or a portion of an award upon the occurrence of certain events ...
  40. Troubled Asset Relief Program Report: Published: 2008-10-07 12:44:52
    ... that threaten the value of the institution; (b) The institution must provide for a "clawback" of any incentive compensation paid to its senior executives based on statements of ...
  41. Weil, Gotshal & Manges LLP Financial Regulatory Reform: Published: 2010-07-15 16:49:06
    ... disclosure of compensation and board leadership, and mandatory clawback policies. ... Clawback of Incentive Compensation (§ 954) The SEC must instruct national securities ...
  42. Webcast - "Forecast for 2008 Proxy Season: Wild and Woolly" Published: 2008-01-22 00:00:00
    ... A significant number of resolutions on issues like clawbacks, calls for both an excessive severance arrangements, and pay consultant conflict disclosure as well, two types of ...
  43. Webcast - "Pat McGurn's Forecast for 2010 Proxy Season: Wild... Published: 2010-01-21 00:00:00
    ... they have in place to mitigate excessive risk - things like a hold-till-retirement or through-retirement policy, strong clawback provisions, bonus banks or hold back provisions. ...
  44. Webcast - "Pat McGurn's Forecast for 2014 Proxy Season" Published: 2014-01-22 00:00:00
    ... McKesson just announced their response to a majority vote on a clawback disclosure resolution that they had on their ballot last year. And Alliant Techsystems responded to a ...
  45. Webcast - "Pat McGurn's Forecast for 2019 Proxy Season" Published: 2019-01-10 00:00:00
    ... We do expect to see more calls for tougher clawback provisions, including addressing some of the considerations that are currently coming up at CBS and elsewhere regarding ...
  46. Webcast - "Pat McGurn's Forecast for 2020 Proxy Season" Published: 2020-01-16 00:00:00
    ... And also, to reconcile the adjusted metrics to GAAP. So look for that as a shareholder resolution. We're also seeing clawbacks, especially as part of the "bonus banking" idea, that ...
  47. Webcast - "Shareholders Speak: How This Year's Expectations Are... Published: 2021-03-30 00:00:00
    ... This year, we will be focusing on certain companies that have had terrible time managing clawbacks after some scandals for their chief executive officer or some poor CEO/chair ...
  48. FALL SEASON OFFERS GLIMPSES INTO 2015 By Shirley Westcott October... Published: 2014-10-30 17:26:09
    ... and  Grant practices (three-year burn rate, plan duration, vesting and performance conditions in CEO equity grants, clawback policies, and equity retention requirements). ...
  49. Microsoft PowerPoint - 2018 Proxy Season Success - Master Slide... Published: 2018-03-05 12:47:56
    ... board as a whole is integrated into the company's cybersecurity oversight - Effect on clawback policies 56 Proxy Advisor Updates * ISS Analytics Due Diligence Profile - Product ...
  50. SEC Releases for Public Comment New Rules Mandating Shareholder... Published: 2009-06-24 10:49:22
    ... Act, and in addition to the requirements in the Senate legislation, require the clawback of certain bonuses, eliminate severance payments for separation due to poor ...
Total results found: 1,840
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