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Results from: TheCorporateCounsel.net
  1. Corporate Governance Report PHOTO BY DENYS NEVOZHAI ON UNSPLASH Published: 2024-01-16 11:44:08
    ... Given the SEC's new clawback rules that went into effect in 2023, we did not examine clawback policy disclosure, but expect to do so in future years. 51 2023 SILICON VALLEY 150 ...
  2. Webcast Published: 2025-01-19 12:04:51
    ... But two elements of Dodd-Frank are at least potentially applicable to foreign private issuers. One is the clawback of equity compensation, which is written, like Sarbanes-Oxley ...
  3. ANNUAL CORPORATE GOVERNANCE REVIEW Published: 2010-09-09 18:32:15
    ... CEO pay and median employee compensation, (iv) requiring companies to develop "clawback" provisions that would recoup unearned executive compensation in the event that there ...
  4. Amended Rule 10b5-1 and New Insider Trading Disclosure: Frequently... Published: 2023-01-25 18:29:25
    ... the SEC's New Clawback Rules Desktop Reference: 8-K Filing Events 2023 Client Alert is published by Latham & Watkins as a news reporting service to clients and other friends. ...
  5. The Dodd-Frank Act: Published: 2010-07-16 12:37:32
    ... to purchase financial instruments designed to hedge their equity securities Clawbacks Stock exchanges must adopt standards - requiring that listed companies develop and ...
  6. Microsoft Word - 081222_Top 10 Topics for Directors in 2009.doc Published: 2008-12-23 22:35:14
    ... Particular practices that can stir investor ire include excessive perquisites, excise tax gross-ups, absence of clawback policies after a restatement of financials, excessive ...
  7. 2017 PROXY SEASON REVIEW By Shirley Westcott August 2017 Overview Published: 2017-08-11 12:27:00
    ... awards 17 15 0 31.6% 6 5 0 29.6% Revolving door payments 6 5 0 23.7% 5 4 0 28.3% Clawbacks 6 6 0 14.3% 7 6 0 13.9% Retention of equity awards 13 12 0 17.6% 4 3 0 29.8% ...
  8. Microsoft Word - 43865713_4.DOC Published: 2011-11-22 18:34:44
    ... upside with no downside risk Factors that potentially mitigate the impact of risky incentives include rigorous clawback provisions and robust stock ownership/holding guidelines.
  9. 14-094 CAQ Detering&Detecting_1110.indd Published: 2014-11-17 12:14:18
    ... And under the Dodd-Frank Act executives can face clawbacks of bonuses awarded under fi nancial statements later restated. A dual approach is required for management to build an ...
  10. Global Proxy Review Published: 2015-02-08 21:27:08
    ... director payable in shares (with clawback provisions), * Discontinue the long-term ... While the retention share scheme's clawback provision does improve the alignment with ...
  11. SEC UPDATES AND PROXY ADVISOR POLICIES GIVE SHAPE TO THE 2020... Published: 2019-12-13 18:53:36
    ... The SEC is also expected to propose rules on compensation clawbacks, which have moved to the short-term (less than one year) schedule in the fall 2019 Regulatory Flexibility (Reg ...
  12. clearygottlieb.com Published: 2023-05-10 10:56:41
    ... also may be forthcoming, including the possibility of legislative action on clawbacks on compensation and penalties for management and boards of failed banks. 89 Incentive ...
  13. HOW 2020 HAS CHANGED THE FUTURE OF CORPORATE GOVERNANCE THE NEW Published: 2020-09-30 21:28:52
    ... program, the company: adopted a clawback policy, implemented a more formulaic ... short-term incentive awards; lack of clawback provision; insufficient disclosure of ...
  14. Dodd-Frank: One Year Later Published: 2011-07-19 14:45:10
    ... transactions, as well as rules mandating listing standards regarding compensation clawback policies. - Broker discretionary voting has been prohibited in connection with ...
  15. INSTITUTIONAL INVESTOR SURVEY Published: 2021-05-12 13:07:56
    ... To mitigate these concerns, alternative remuneration structures may be considered for ESG-inclusion, such as the introduction of respective minimum ESG requirements in clawback ...
  16. THE PUBLIC COMPANY HANDBOOK Jens M. Fischer Stewart M. Landefeld Published: 2021-12-02 12:22:35
    ... and company performance, and mandatory clawbacks for some executive incentives, which ... If you do this, discuss the policies or practices (such as clawbacks or minimum stock ...
  17. www.pwc.com Published: 2013-06-28 17:33:22
    ... For example, the SEC no longer provides a timeline for the finalization of the pay for performance and CEO pay-ratio disclosures and executive clawback rules. Executive ...
  18. SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2020-10-01 18:06:43
    ... proposal received majority support-a proposal to seeking to expand a company's clawback policy� Leading Sustainability Standard-Setters Unite to Develop a More Coherent, ...
  19. New York Washington, D.C. Los Angeles Palo Alto... Published: 2015-07-20 16:25:27
    ... 2015 YTD 2014 2015 YTD 2014 2015 YTD 2014 Limit golden parachutes 32 25 36% 38% 4 5 Clawback 15 3 28% 29% 0 0 Stock retention 11 27 23% 22% 0 0 SERP-related 1 2 36% 35% 0 0 Limit ...
  20. Weil, Gotshal & Manges LLP Financial Regulatory Reform: The Dodd... Published: 2012-07-19 17:59:09
    ... Nor has the SEC proposed rules instructing the stock exchanges to require that listed companies develop, implement, and disclose a "clawback" policy with respect to executive ...
  21. Webcast Published: 2025-01-19 12:04:55
    ... First, the persistent topic of the Dodd-Frank Act's executive compensation rule directives: the compensation clawback provision and the "pay versus performance" provision. Those ...
  22. "Related Party Transac�ons: Refresher... Published: 2023-12-06 19:27:33
    ... Clawback Compensation Disclosed in Item 402(w) Instruction 5.a.iii. to Item 404(a) provides that if the transaction involves the recovery of erroneously awarded compensation ...
  23. Country Q&A United States PLC Published: 2009-06-01 20:01:34
    ... 75%) of future equity grants to employees be performance- based; mandating clawbacks of compensation paid in certain circumstances.          ...
  24. GAO-09-504 Troubled Asset Relief Program: March 2009 Status of... Published: 2025-02-13 16:43:59
    ... The new law also requires (1) reimbursement (clawback) of certain bonus or incentive compensation based on materially inaccurate criteria, (2) compensation tax deduction limits, ...
  25. Draft of the Restoring American Financial Stability Act, Published: 2010-03-18 12:21:00
    ... change in the value of the company's shares, dividends and distributions.  Clawback. ... reported financial information and clawback policies enabling the recovery of ...
  26. Navigating Debt Repurchases in Europe: What You Need to Know Published: 2022-10-12 14:03:36
    ... from the enforcement of credit support to mitigate the risk that the claims of other creditors are tainted and therefore subject to the same subordination and clawback risks. ...
  27. Advocacy Activities Regulatory Submissions and Speaking Engagements Published: 2018-08-09 21:59:02
    ... in 2017 to harmonize remuneration disclosure standards across Europe), has led boards to introduce new approaches to compensation, including stronger malus and clawback provisions. ...
  28. Why Proxy Access (SEC Rule 14a-11) is Harmful to Corporate Governance Published: 2011-07-15 12:52:37
    ... of financial statements and the clawback of CEO and CFO non-salary compensation ... 954 expands the ability of the SEC to clawback executive compensation, and Section 972 ...
  29. Logo Goes Her Published: 2011-02-22 12:33:41
    ... of stock ownership guidelines for executives, the implementation of a compensation clawback policy, and enhancements to disclosure regarding compensation, political ...
  30. Wells Fargo & Company Business Standards Report: Learning from... Published: 2019-02-13 11:51:12
    ... The company also employs multiple clawback and forfeiture policies and provisions designed ... performance and forfeiture provisions, clawback policies, consideration of qualitative ...
  31. 2025 proxy design Published: 2024-11-26 15:47:51
    ... * Insider trading policy; no hedging or pledging Company securities * Compensation clawback policy * Majority voting standard for uncontested director elections - new in 2021 * ...
  32. 23315936_2.DOC Published: 2011-06-14 19:13:05
    ... Orderly Liquidation of Financial Companies, Including Executive Compensation Clawback Mark Ellenberg Jeff Robins Douglas Mintz +1 202 862 2238 +1 212 504 6554 +1 202 862 ...
  33. Microsoft Word - CopyOfFile_FIRM_DM-#13080949-v1-Alert_-_Global... Published: 2010-08-02 13:06:43
    ... Clawback policies-Section 954 requires the SEC to revise its rules to direct the national ... of any security of an issuer that does not develop and implement a clawback policy. ...
  34. Webcast Published: 2025-01-19 12:04:53
    ... And look out for what we call poor pay practices, such as the absence of broad clawback policies or nor having have pro rata vesting. That was the topic that scored its first ...
  35. PCAOB Developments Executive Summary Published: 2021-12-14 16:57:01
    ... those addressing the Holding Foreign Companies Accountable Act (HFCAA), proxy voting advice, universal proxies, and recovery of erroneously awarded compensation ("clawbacks"). ...
  36. Board Composition Published: 2015-01-16 18:33:20
    ... Equilar Contacts 2014 Board Composition & Recruiting Trends Report | 28 Related Content Links Clawbacks 101 Shareholder Value Transfer Analysis Behind The Numbers Say on Pay Videos ...
  37. New York Washington, D.C. Los Angeles Palo Alto... Published: 2014-06-30 02:29:01
    ... that the company did not have a clawback policy or majority voting, and inaccurate statements of the CEO's compensation amount and the director voting results in the prior year). ...
  38. REUTERS/Erik de Castro Published: 2014-08-11 10:36:03
    ... they prompt and effective?); business continuity arrangements in times of a disaster; clawback and recourse arrangements where service levels are not met; resourcing; and skill ...
  39. IPO Blueprint Capital Markets | Bass, Berry & Sims Published: 2017-08-15 20:10:04
    ... This "clawback" provision has been used by the SEC to recover stock sale profits and ... Recovery of Erroneously Awarded Compensation ("Clawback") Policies. The Dodd-Frank Act ...
  40. Fifth Edition Contents Published: 2020-02-09 16:48:34
    ... The scope of the "clawback" provision applies to any former or current officer for the three years prior to any restatement. Therefore, these incentive-based compensation ...
  41. Microsoft Word - Final-Client Alert - Dodd Frank Wall Street... Published: 2010-07-02 12:24:44
    ... companies to gather Summary Compensation Table information for each employee).  Clawbacks - The SEC is required to direct national securities exchanges to prohibit the listing ...
  42. IN THIS ISSUE SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2016-06-13 14:47:47
    ... is believed to encourage inappropriate risks and would impose mandatory deferral and clawback provisions� It would also require such institutions to disclose certain information ...
  43. Guide to Effective Proxies ESG - HCM Published: 2019-09-05 12:24:54
    ... elected for a one-year term expiring at the next Annual Meeting of Shareholders. * Clawbacks and Executive Risk Scorecard: We make all executive awards (cash and equity) subject ...
  44. Proxy Advisors and Market Power: A Review of Institutional Investor... Published: 2021-04-22 13:42:52
    ... Adopt/Amend Remuneration Policy x Approve Clawback Provisions x Create Pay Disparity ... Adopt/Amend Supervisory Board Remuneration Policy x x Approve Clawback Provisions x x ...
  45. Public Engagement Report AUTOMATIC FOR THE PEOPLE Published: 2020-05-01 14:03:33
    ... possible and no later than 2023. We contributed our views on improvements to malus and clawback provisions and discussed which ESG metrics the company may include in its schemes. ...
  46. BLUEPRINT FOR AN IPO TABLE OF CONTENTS Blueprint For An IPO 1 Published: 2016-09-07 18:59:25
    ... This "clawback" provision has been used by the SEC to recover stock sale profits and ... Recovery of Erroneously Awarded Compensation ("Clawback") Policies. The Dodd-Frank Act ...
  47. Issues & Trends: AICPA National Conference on Current SEC and... Published: 2016-12-16 19:13:22
    ... The OCA staff provided an example of an award with clawback features that would allow those with authority over compensation arrangements to apply broad discretion in determining ...
  48. Client Alert 2015 Year-End Securities ... Published: 2016-01-12 13:15:43
    ... Without admitting or denying the allegations, the former co-head of equities trading agreed to pay a $125,000 civil penalty, and his subordinate agreed to both a clawback of ...
  49. Shareholder Voting Research & Analysis Published: 2024-10-30 09:23:09
    ... 61 Recoupment Provisions (Clawbacks) ......Adopt or Amend Recoupment Provisions (Clawbacks) ......
  50. InsIDe Published: 2013-06-07 17:28:26
    ... transactions, as well as rules mandating listing standards regarding compensation clawback policies. - The federal banking agencies proposed rules in early 2011 pertaining to ...
Total results found: 1,819
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