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Internal Investigations/Financial Fraud Published: 2025-01-19 12:03:18... (5/15) "Three More Things US Audit Committee Members Should Consider in 2015" - Mayer Brown (2/12) "Court Limits Application of Privilege in Internal Investigations" - DLA ...
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Rule 10b5-1 Published: 2025-01-19 12:03:34... Rule 10b5-1 Plan Practices (4/17) Rule 10b5-1 Plan Practices (6/13) Rule 10b5-1 Plan Practices (9/10) Memos General "What's the Deal? Rule 10b5-1 Plans" - Mayer Brown (01/25) ...
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Practice Area: Form S-3/Shelf Registration Published: 2025-03-25 17:01:07... "The 'Baby Shelf' Requirements: A Compliance Guide for Issuers" - Faegre Drinker (8/22) "Shelf Registrations & Takedowns" - Mayer Brown (8/20) "Frequently Asked Questions About ...
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Regulation BTR/Pension Blackout Periods Published: 2025-01-19 12:03:37Adopts Rules Implementing Sarbanes-Oxley Blackout Period Trading Restrictions" - Mayer Brown (1/03) "Insider Trading During Pension Fund Blackout Periods" - Hogan & Hartson (2/...
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Accounting Overview Articles Published: 2025-04-02 09:21:20... For Section 11 and 12 Claims Based On Goodwill and Loan Loss Reserve Valuations" - Mayer Brown (5/10) "SEC Staff Announcement on Foreign Currency Issues Related to Venezuela's ...
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SU_020204.qxd Published: 2004-02-07 18:21:28... measures of financial performance, financial position or cash flows that 3 Mayer, Brown, Rowe & Maw LLP include or exclude amounts that are included or excluded, as ...
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ESG/E&S/Social Responsibility/Climate Change/Sustainability/Integrated... Published: 2025-04-17 16:30:04... (3/24) Goodwin (3/24) McDermott (3/24) Squire Patton Boggs (3/24) Sidley (3/24) Mayer Brown (3/24) Clifford Chance (3/24) Foley & Lardner (3/24) Paul Hastings (3/24) Simpson ...
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Practice Area: E-Proxy/Notice & Access Published: 2025-01-19 12:03:34Rules" - Cleary Gottlieb Steen & Hamilton (10/09) "Proposed E-Proxy Amendments" - Mayer Brown (10/20/09) "Full Benefits of E-Proxy Now Available to Florida Public Companies" - ...
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Microsoft Word - Client Alert - EC's New Climate Change Package Published: 2008-01-25 11:00:13... If you are not currently on our mailing list and would like to be, please email contact.edits@mayerbrown.com with your contact information. Mayer Brown is a combination of two ...
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SU_092404.qxp Published: 2004-09-30 11:11:25... The individuals with responsibility for the compliance program must perform their duties with due diligence and must promote an organizational culture 3 Mayer, Brown, Rowe & Maw ...
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PIPEs/Registered Directs/Registration Rights Agreements Published: 2025-03-25 14:36:14to Raise Funds in Current Environment" - Fried Frank (4/20) "PIPE Transactions" - Mayer Brown (4/20) "PIPEs - Key Issues to Consider" - Sullivan & Cromwell (3/20) "Market Trends ...
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Contingencies/Tax Uncertainties/Subsequent Events Published: 2025-01-19 12:03:18... Modifying Disclosure Requirements for Loss Contingencies" - Wachtell Lipton (7/12) Mayer Brown (9/10) Hunton Williams (8/10) Wilson Sonsini (8/10) Chadbourne & Parke (8/10) Davis ...
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Practice Area: Related Party Transactions/Corporate Opportunity... Published: 2025-04-08 13:09:17... (10/17) "Three More Things US Audit Committee Members Should Consider in 2015" - Mayer Brown (2/12) "Ninth Circuit Choice-of-Law Ruling Has Important Employment and Trade Secret ...
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Regulation G/Non-GAAP Disclosures/Earnings Guidance & Releases Published: 2025-01-19 12:03:37... - Morrison & Foerster (7/19) "20-Page Guide: Using Non-GAAP Financial Measures" - Mayer Brown (4/19) "SEC Scrutiny of Non-GAAP Measures" - Wachtell Lipton (1/19) "Announcing ...
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SU_100104.qxp Published: 2004-10-04 13:26:07... without security holder approval unless it is immaterial in amount or significance. 3 Mayer, Brown, Rowe & Maw LLP enue, if total annual revenue does not exceed $50,000,000). ...
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SU_061703_LR.qxd Published: 2003-07-10 21:38:50... on "a suitable, recognized control framework that is established by a body or Mayer, Brown, Rowe & Maw 3 Mayer, Brown, Rowe & Maw group that has followed due-process ...
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NYSE Revises Listing Standards; Eliminates the Annual Report... Published: 2006-09-08 16:41:30... IRS CIRCULAR 230 NOTICE. Any advice expressed above as to tax matters was neither written nor intended by Mayer, Brown, Rowe & Maw LLP to be used and cannot be used by any tax- ...
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Share Exception to its Shareholder Approval Policy Published: 2006-10-25 13:37:41... IRS CIRCULAR 230 NOTICE. Any advice expressed above as to tax matters was neither written nor intended by Mayer, Brown, Rowe & Maw LLP to be used and cannot be used by any tax- ...
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JU N Published: 2024-06-04 11:07:01... WA S H I N G TO N D C + 1 2 0 2 2 6 3 3 4 4 6 J Z E P R A L K A @ M AY E R B R O W N . C O M 5 Mayer Brown is a global services provider comprising associated legal practices that ...
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SU_123103a.qxd Published: 2004-01-21 19:54:46... holder has not provided them, and need not pro- 3 Mayer, Brown, Rowe & Maw LLP vide any disclosure if all of the applicable requirements have not been met by the security holder. ...
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Practice Area: Disclosure Reform/Disclosure Effectiveness Project Published: 2025-01-19 12:03:31... Commission Holds Roundtable Discussion on 21st Century Disclosure Initiative" - Mayer Brown (10/08) "Reinventing the Securities Disclosure Regime: Online Questionnaires as ...
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Business Development Companies Published: 2025-01-19 12:03:32Notice: Investigation of Non-Traded BDCs (8/16) Memos SEC "BDCs: A Year to Remember" - Mayer Brown (1/19) "3 Things to Know About BDCs & the Small Business Credit Availability Act" ...
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Practice Area: Financial Institutions Published: 2025-04-03 11:02:41... - Greenberg Traurig (10/23) "Corporate Governance Standards Proposed by FDIC" - Mayer Brown (10/23) "CFPB Issues Guidance on AI Use in Credit Decisions" - Morrison Foerster ...
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FAST Act/JOBS Act Published: 2025-01-19 12:03:35... Wright Tremaine (12/15) Squire Patton Boggs (12/15) Covington (12/15) KPMG (12/15) Mayer Brown (12/15) Deloitte (12/15) Cleary Gottlieb (12/15) Troutman Sanders (12/15) Fried ...
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Rule 144A Published: 2025-01-19 12:03:37... Public Offerings and Rule 144A Placements of American Depositary Receipts" - Mayer Brown (3/07) "U.S. Equity Markets for Israeli Issuers: Public Offerings and Rule 144A ...
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Auditor Independence Published: 2025-01-19 12:03:18... Up the Mirror to Non-Audit Services: New Proposals for Greater Transparency" - Mayer Brown (9/05) "Proxy Advisory Firms and Auditor Independence" - D.F. King (4/04) PwC White ...
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CalLegisUpdate_1104.qxp Published: 2004-11-08 18:30:35... the Securities Exchange Act of 1934. In addition, the definition of "compensa- 3 Mayer, Brown, Rowe & Maw LLP tion" for purposes of Sections 1502.1 and 2117.1 of the Corporations ...
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O:\PRECEDENTIAL\2006\062915p.wpd Published: 2007-07-30 11:42:34Box 551 Wilmington, DE 19899 Philip A. Lacovara, Esquire Andrew Tauber, Esquire Mayer, Brown, Rowe & Maw 1909 K Street, N.W. Washington, D.C. 20006 Counsel for Appellees Mark I. ...
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Commission Published: 2007-03-13 09:52:58... Commissioners Jim Johnson Vice Chairman Perseus LLC Mickey Kantor Partner Mayer, Brown, Rowe & Maw LLP Eric Mindich Chief Executive Officer Eton Park Capital Rick Murray Managing ...
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Supreme Court's Bright Line Test Narrowly Limits Primary Securities... Published: 2011-06-15 14:44:08... Proskauer Rose, L.L.P., 625 F.3d 185 (5th Cir. 2010); Pacific Investment Management Co. v. Mayer Brown LLP, 603 F.3d 144 (2d Cir. 2010). In Affco Investments, the Fifth Circuit ...
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SEC Adopts Amendments to Periodic Report Deadlines and Accelerated... Published: 2006-01-09 11:15:14... Copyright © 2006 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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SU_111204.qxp Published: 2004-11-15 14:34:26... test but who is not independent under the new rule relating to audit firms. 3 Mayer, Brown, Rowe & Maw LLP Section 303A.12 of the NYSE Listed Company Manual clarifies that any ...
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Employer Update Lingering Issues in Employment Discrimination Published: 2007-04-26 12:35:26Gary is a notable addition to the firm's leading employment litigation practice. He previously was a partner at Mayer, Brown, Rowe & Maw where he Chaired that firm's National ...
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Proxy Statement Disclosure Published: 2006-01-09 11:16:55... In the view of the SEC, all compensation must be disclosed and companies may need to go beyond the specific disclosure 3 Mayer, Brown, Rowe & Maw LLP requirements if that is what ...
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New Rule 144 Conference Published: 2025-01-19 12:03:37Latham & Watkins (3/25/08) Ober Kaler (12/17/07) Lowenstein Sandler (1/08) Perkins Coie (1/22/08) Latham & Watkins (1/22/08) Torys (1/22/08) Mayer Brown (1/16/08) Holland & Knight ...
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Director Resignation/Retirement/Removal Published: 2025-01-19 12:03:25for Changes in Directors or Executive Officers of a US Public Company" - Mayer Brown (6/15) "Reminder for Departing Officers & Directors" - Gardere (12/14) "Removing a ...
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Practice Area: Emerging Growth Companies Published: 2025-01-19 12:03:34SEC's '17 Rule Changes DLA Piper (4/17) Simpson Thacher (4/17) White & Case (4/17) Mayer Brown (4/17) Skadden (4/17) Goodwin (4/17) Locke Lord (4/17) Davis Polk (4/17) Analyst ...
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Form 10-Q Published: 2025-01-19 12:03:35by U.S. Public Companies Regarding Provisions and Allowances for Loan Losses" - Mayer Brown (9/09) "XBRL Adoption Requires Form Changes in Upcoming 10-Q and 10-K Filings" - ...
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SU_123103dd.qxd Published: 2004-01-21 20:00:14... In particular, the Release states that "material forward-looking information regarding known material trends and uncertain- 3 Mayer, Brown, Rowe & Maw LLP ties is required to be ...
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SU_121704c.qxp Published: 2004-12-21 10:04:53... to amendments of materi- al agreements, a filing is only required in the event that 3 Mayer, Brown, Rowe & Maw LLP an amendment to a material agreement is material to the issuer. ...
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SU_121704d_LR.qxp Published: 2004-12-21 10:04:57... Copyright © 2004 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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Digital and Digitized Assets: Federal and State Jurisdictional... Published: 2019-03-19 17:11:20... Young, LLP 202.419.8413; jbaker@stradley.com Section 4 Bisanz, Matthew - Associate, Mayer Brown LLP 202.263.3434; MBisanz@mayerbrown.com Section 6 Brockway, Blake J. - Assistant ...
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SU_071603_MH.qxd Published: 2003-07-22 15:57:42... Inducement Awards Both the NYSE and Nasdaq rules provide that shareholder ap- proval is not required for an award of options or other equity- 3 Mayer, Brown, Rowe & Maw LLP 3 based ...
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Base Macro Published: 2009-02-25 09:41:56buyers frequently can pay more than strategic buyers for † Head of the US Mergers and Acquisitions Group, Mayer Brown LLP; Lecturer in Law, The University of Chicago Law School. ...
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SU_022304.qxd Published: 2004-04-27 15:47:20... Copyright © 2004 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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U.S. Court of Appeals in Levy v. Sterling Holding Company, Published: 2005-08-30 12:17:56... Copyright © 2005 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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SU_123103b.qxd Published: 2004-01-21 19:49:52... for the purpose of selling to the issuer, if the 3 Mayer, Brown, Rowe & Maw LLP issuer knows or has reason to know that these securities were accumulated to sell to the issuer. ...
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SU_021105_MH.qxp Published: 2005-02-14 10:21:55... Copyright © 2005 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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Audit Documentation/Work Papers Published: 2025-01-19 12:03:19Issues Important Decision Relating to Protection of Tax Department Documents" - Mayer Brown (7/10) Holding Foreign Companies Accountable Act "Updates on Audit Oversight ...
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Practice Area: China/Hong Kong Published: 2025-03-07 12:14:00... Changes to Be Aware Of in Relation to the New IPO Sponsor Regulatory Regime" - Mayer Brown (8/13) "Hong Kong Stock Exchange Revises Listing Rules to Implement New Regime for ...