Survey Results: Regulation FD Practices
1. Our company has a written policy addressing Reg FD practices:(Total
responses: n=74)
(select only one) |
| n=6 (8.11%) |
Yes, and it is publicly available on our website |
| n=47 (63.51%) |
Yes, but it is not publicly available on our website |
| n=9 (12.16%) |
No, but we are in the process of drafting such a policy |
| n=12 (16.22%) |
No, and we do not intend to adopt such a policy in the near
future |
2. Regarding reaffirmation of earning announcements, our company uses
one of the following rules of thumb regarding private reaffirmations:(Total
responses: n=71)
(select only one) |
| n=51 (71.83%) |
We do not allow private reaffirmations |
| n=5 (7.04%) |
Rule of thumb allowing for private reaffirmations of one week or
less |
| n=3 (4.23%) |
Rule of thumb allowing for private reaffirmations of one to two weeks |
| n=4 (5.63%) |
Rule of thumb allowing for private reaffirmations of two weeks or longer |
| n=8 (11.27%) |
We permit private reaffirmations - but never use a rule of thumb, instead we require confirmation of no material change with CEO, GC, etc.
|
3. At our company, our CEO and other senior managers:(Total
responses: n=72)
(select all that apply, may total more than 100%) |
| n=5 (6.94%) |
Are not permitted to meet privately with analysts |
| n=30 (41.67%) |
Are only permitted to meet privately with analysts so long as someone else accompanies them (such as general counsel or IR officer) |
| n=35 (48.61%) |
Are permitted to meet privately with analysts after briefing by IR officer, general counsel, etc. |
| n=22 (30.56%) |
Are only permitted to meet privately with analysts during certain designated times |
|
