Survey Results: Rule 10b-18 & Buybacks
 1. Does your
company conduct share buybacks only if they comply with Rule 10b-18:
(Total responses: n=44)
(select only one) |
| n=34 (77.27%) |
Yes |
| n=6 (13.64%) |
No |
| n=4 (9.09%) |
Not sure, it hasn't come up |
2. If your company
has conducted a buyback outside of Rule 10b-18, does it: (Total
responses: n=11)
(select only one) |
| n=2 (18.18%) |
Routinely conduct buybacks outside of Rule 10b-18 |
| n=9 (81.82%) |
Occasionally conduct buybacks outside of Rule 10b-18 |
| n=0 (0.00%) |
Inadvertently conducted a buyback outside of Rule 10b-18 one time
|
3. If your company
has conducted a buyback outside of Rule 10b-18, did noncompliance
involve: (Total responses: n=9)
(select all that apply, may total more than 100%) |
| n=4 (44.44%) |
The volume limits |
| n=0 (0.00%) |
The timing of repurchases |
| n=2 (22.22%) |
The price of repurchases |
| n=1 (11.11%) |
Use of more than one broker |
| n=2 (22.22%) |
Other |
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