Providing practical guidance for over 50 years.

"New Rule 144: Everything You Need to Know -- And Do NOW"

A Practical 'MUST' Conference featuring the Foremost Rule 144 Experts

Wednesday, January 30, 2008

(Times are East Coast -- but all panels will be archived and available at your discretion)

Conference Agenda

FAQs

Five Good Reasons to Attend

Online Registration

Order Form

List of CLE States

FAQs about Earning CLE

Webcast Troubleshooting

Course Materials

Watch Archive

Key Conference Materials

Complete Printable Set of Model Documents (PDF which includes all model documents below)
Comprehensive Rule 144 Outline
Revised Form 144 in Word (effective February 15th)
Model Documents
SEC Rules & Guidance
- New Rule 144 - Effective February 15, 2008
- Old Rule 144 - Current until February 15, 2008
- Chart: How Rule 144 Has Changed - Bob Hayward, Kirkland & Ellis LLP
- Chart: How Rule 144 Has Changed - Faegre & Benson LLP
- SEC's Comparison Chart between Old and New Rule (with our modifications)
- SEC's Adopting Release: Rule 144 & 145 (33-8869; 12/6/07)
- SEC's Proposing Release: Rules 144 & 145 (33-8813; 6/22/07)
- SEC Adopting Release: Rule 144 Interpretive Questions (33-6099; 8/2/79)
Articles and Analysis
- "The Rule 144 Amendments?Updating Compliance Procedures" - from the Nov/Dec 2007 issue of The Corporate Counsel
- "Blown Rule 144 Sale of 'Control Stock' - Whose Problem Is It? Some Section 5 Basics" - from the May/June 2005 issue of The Corporate Counsel
- "Removing Legends from Affiliates' Stock" - Our Model Reminder Letter from the March/April 1996 issue of The Corporate Counsel
- The Need For A Tightly Coordinated Broker Interface Procedure - TheCorporateCounsel.net
Law Firm Memos on New Rule 144